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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBR icon
601
KBR
KBR
$4.8B
– –
-150
Closed -$2K
KBWY icon
602
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
– –
-250
Closed -$7K
KEY icon
603
KeyCorp
KEY
$24.4B
– –
-200
Closed -$2K
KHC icon
604
Kraft Heinz
KHC
$30B
– –
-289
Closed -$20K
KIM icon
605
Kimco Realty
KIM
$16.4B
– –
-200
Closed -$4K
KKR icon
606
KKR & Co
KKR
$92.3B
– –
-400
Closed -$6K
KMT icon
607
Kennametal
KMT
$2.52B
– –
-45
Closed -$1K
KNDI
608
Kandi Technologies Group
KNDI
$65.5M
– –
-25
Closed –
KR icon
609
Kroger
KR
$34.8B
– –
-470
Closed -$16K
KRE icon
610
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
– –
-1,100
Closed -$45K
KSS icon
611
Kohl's
KSS
$2.19B
– –
-550
Closed -$25K
LAZ icon
612
Lazard
LAZ
$4.31B
– –
-50
Closed -$2K
LITE icon
613
Lumentum
LITE
$69.3B
– –
-51
Closed –
LKQ icon
614
LKQ Corp
LKQ
$6.29B
– –
-525
Closed -$14K
LLY icon
615
Eli Lilly
LLY
$1.06T
– –
-369
Closed -$30K
LMT icon
616
Lockheed Martin
LMT
$136B
– –
-20
Closed -$4K
LNG icon
617
Cheniere Energy
LNG
$52.9B
– –
-343
Closed -$16K
LNT icon
618
Alliant Energy
LNT
$18B
– –
-712
Closed -$20K
LPLA icon
619
LPL Financial
LPLA
$28.6B
– –
-150
Closed -$5K
LRMR icon
620
Larimar Therapeutics
LRMR
$432M
– –
0
– –
LULU icon
621
lululemon athletica
LULU
$14.6B
– –
-80
Closed -$4K
LUMN icon
622
Lumen
LUMN
$6.44B
– –
-8,075
Closed -$202K
LUV icon
623
Southwest Airlines
LUV
$23B
– –
-1,620
Closed -$61K
MA icon
624
Mastercard
MA
$493B
– –
-192
Closed -$17K
MAA icon
625
Mid-America Apartment Communities
MAA
$15.7B
– –
-100
Closed -$8K
23 24
25
26 27

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.