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Regal Investment Advisors’s LPL Financial LPLA Stock Holding History

Regal Investment Advisors’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-150
Closed -$5K – 619
2015
Q3 		$5K Buy
+150
New +$6.45K ﹤0.01% 805

Other funds holding LPLA

FP
FPR Partners San Francisco, California $579M AUM 26.76% 1-Year Est. Return
SA
SPO Advisory San Anselmo, California $2.11B AUM 14.87% 1-Year Est. Return
TGHSA
TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
JHIU
Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return
MCM
Marcato Capital Management San Francisco, California $1.2M AUM 91.17% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
FCIM
Fairview Capital Investment Management Greenbrae, California $1.84B AUM 13.39% 1-Year Est. Return

Regal Investment Advisors's LPLA Position: Q4 2015 in Review

Regal Investment Advisors sold out of LPL Financial (LPLA) in Q4 2015, closing a stake of 150 shares — an estimated $5K sold.

Regal Investment Advisors first reported a position in LPLA in Q3 2015 and held it in 1 quarter. The position peaked at $5K in Q3 2015. 166 funds tracked by Wall St. Rank hold LPLA as of Q4 2015.

  • Regal Investment Advisors reported no remaining LPL Financial position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 150 LPL Financial shares in Q4 2015, an estimated $5K.
  • Regal Investment Advisors first reported a position in LPL Financial in Q3 2015 and held it in 1 quarter.
  • Regal Investment Advisors's LPL Financial position peaked at $5K in Q3 2015.
  • 166 funds tracked by Wall St. Rank held LPL Financial as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.