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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEF
601
DELISTED
Telefonica
TEF
$16K ﹤0.01%
1,432
-138
-9% -$1.62K
V icon
602
Visa
V
$677B
$16K ﹤0.01%
300
-800
-73% -$43K
WPX
603
DELISTED
WPX Energy, Inc.
WPX
$16K ﹤0.01%
666
– –
FGP
604
DELISTED
Ferrellgas Partners, L.P.
FGP
$16K ﹤0.01%
581
+11
+2% +$297
LOCK
605
DELISTED
LifeLock, Inc.
LOCK
$16K ﹤0.01%
+1,135
New +$16K
BSJF
606
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$16K ﹤0.01%
609
-94
-13% -$2.51K
AEC
607
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$16K ﹤0.01%
900
– –
EXXI
608
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$16K ﹤0.01%
+1,400
New +$24.9K
CMS icon
609
CMS Energy
CMS
$22.3B
$15K ﹤0.01%
500
– –
CRUS icon
610
Cirrus Logic
CRUS
$6.26B
$15K ﹤0.01%
708
-100
-12% -$2.32K
ETW
611
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$15K ﹤0.01%
1,269
-121
-9% -$1.53K
FE icon
612
FirstEnergy
FE
$27.5B
$15K ﹤0.01%
457
– –
FXU icon
613
First Trust Utilities AlphaDEX Fund
FXU
$825M
$15K ﹤0.01%
650
-68,303
-99% -$1.57M
QCLN icon
614
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
$15K ﹤0.01%
+800
New +$16K
USMV icon
615
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$15K ﹤0.01%
+400
New +$15K
VTR icon
616
Ventas
VTR
$47.9B
$15K ﹤0.01%
208
– –
WFM
617
DELISTED
Whole Foods Market Inc
WFM
$15K ﹤0.01%
400
– –
ARMH
618
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$15K ﹤0.01%
350
– –
HTGC icon
619
Hercules Capital
HTGC
$3.23B
$14K ﹤0.01%
1,000
– –
ISTB icon
620
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$14K ﹤0.01%
288
– –
LUMN icon
621
Lumen
LUMN
$6.44B
$14K ﹤0.01%
336
– –
NEE icon
622
NextEra Energy
NEE
$177B
$14K ﹤0.01%
600
– –
ORI icon
623
Old Republic International
ORI
$10.4B
$14K ﹤0.01%
+1,000
New +$15.3K
PFM icon
624
Invesco Dividend Achievers ETF
PFM
$808M
$14K ﹤0.01%
650
– –
RES icon
625
RPC Inc
RES
$1.3B
$14K ﹤0.01%
649
– –
23 24
25
26 27

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.