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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.67B
AUM Growth
+$136M
Cap. Flow
+$113M
Cap. Flow %
6.74%
Top 10 Hldgs %
20.29%
Holding
608
New
92
Increased
304
Reduced
167
Closed
24

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$8.33M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.02M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.28M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.74M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.63M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.86M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.51M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$3.03M
4
MU icon
Micron Technology
MU
+$2.88M
5
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$2.1M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Healthcare 4.98%
3 Consumer Staples 3.53%
4 Financials 3.2%
5 Industrials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALDX icon
576
Aldeyra Therapeutics
ALDX
$91.7M
$70.3K ﹤0.01%
13,565
+398
+3% +$2.04K
TSI
577
TCW Strategic Income Fund
TSI
$213M
$65.9K ﹤0.01%
13,350
– –
INDI icon
578
indie Semiconductor
INDI
$788M
$50.3K ﹤0.01%
14,238
+70
+0.5% +$307
PSEC icon
579
Prospect Capital
PSEC
$1.15B
$46.7K ﹤0.01%
18,022
+155
+0.9% +$414
HOWL icon
580
Werewolf Therapeutics
HOWL
$19.9M
$33.3K ﹤0.01%
52,593
+25,389
+93% +$30.9K
ABEV icon
581
Ambev
ABEV
$45.7B
$27.5K ﹤0.01%
11,148
+105
+1% +$250
CODX
582
Co-Diagnostics
CODX
$5.6M
$4.21K ﹤0.01%
833
+300
+56% +$3.27K
IXHL icon
583
Incannex Healthcare
IXHL
$38.8M
$3.74K ﹤0.01%
+348
New +$4.02K
AB icon
584
AllianceBernstein
AB
$3.47B
– –
-7,155
Closed -$273K
BABA icon
585
Alibaba
BABA
$313B
– –
-1,740
Closed -$311K
BSCP
586
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
– –
-16,990
Closed -$352K
CAPR icon
587
Capricor Therapeutics
CAPR
$226M
– –
-12,811
Closed -$92.4K
D icon
588
Dominion Energy
D
$58.9B
– –
-6,718
Closed -$411K
DAL icon
589
Delta Air Lines
DAL
$59B
– –
-5,104
Closed -$290K
DBEF icon
590
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.4B
– –
-12,498
Closed -$580K
EQIX icon
591
Equinix
EQIX
$103B
– –
-897
Closed -$703K
FEZ icon
592
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
– –
-4,062
Closed -$252K
FISV
593
Fiserv Inc
FISV
$27.5B
– –
-6,521
Closed -$841K
FIVN icon
594
FIVE9
FIVN
$2.51B
– –
-14,765
Closed -$357K
HYG icon
595
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-4,053
Closed -$329K
IBIT icon
596
iShares Bitcoin Trust
IBIT
$48.2B
– –
-6,290
Closed -$409K
LCTD icon
597
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$294M
– –
-6,017
Closed -$321K
LEN.B icon
598
Lennar Class B
LEN.B
$20.2B
– –
-5,412
Closed -$649K
ON icon
599
ON Semiconductor
ON
$31.9B
– –
-35,944
Closed -$1.77M
OUSM icon
600
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$882M
– –
-7,441
Closed -$333K
21 22 23
24
25

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Regal Investment Advisors held 608 positions worth $1.67B, up 8.9% from $1.54B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q4 2025, opening 92 new positions and adding to 304 existing holdings. Its largest new stake was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $4.86M trimmed.

  • Regal Investment Advisors's largest Q4 2025 buy was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.
  • Regal Investment Advisors added most to iShares S&P 500 Value ETF in Q4 2025, an estimated $8.33M increase.
  • Regal Investment Advisors's biggest Q4 2025 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $4.86M.
  • Regal Investment Advisors fully exited ON Semiconductor in Q4 2025, selling an estimated $1.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.67B portfolio in Q4 2025.
  • Regal Investment Advisors opened 92 new positions and closed 24 in Q4 2025.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.67B.

Based on Regal Investment Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.