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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
576
ITT
ITT
$19.1B
– –
-115
Closed -$3K
IUSG icon
577
iShares Core S&P US Growth ETF
IUSG
$33.7B
– –
-950
Closed -$36K
IWB icon
578
iShares Russell 1000 ETF
IWB
$50.1B
– –
-855
Closed -$91K
IWN icon
579
iShares Russell 2000 Value ETF
IWN
$14.6B
– –
-257
Closed -$23K
IWO icon
580
iShares Russell 2000 Growth ETF
IWO
$15.1B
– –
-1,163
Closed -$155K
IWP icon
581
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
– –
-3,614
Closed -$160K
IWR icon
582
iShares Russell Mid-Cap ETF
IWR
$57.4B
– –
-80
Closed -$3K
IWS icon
583
iShares Russell Mid-Cap Value ETF
IWS
$16B
– –
-2,316
Closed -$155K
IXP icon
584
iShares Global Comm Services ETF
IXP
$572M
– –
-350
Closed -$19K
IXUS icon
585
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
– –
-278
Closed -$13K
IYE icon
586
iShares US Energy ETF
IYE
$1.71B
– –
-1,680
Closed -$57K
IYF icon
587
iShares US Financials ETF
IYF
$4.61B
– –
-1,852
Closed -$77K
IYG icon
588
iShares US Financial Services ETF
IYG
$2.2B
– –
-126
Closed -$3K
IYJ icon
589
iShares US Industrials ETF
IYJ
$2.02B
– –
-1,268
Closed -$61K
IYK icon
590
iShares US Consumer Staples ETF
IYK
$1.41B
– –
-285
Closed -$9K
IYLD icon
591
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
– –
-120
Closed -$3K
IYM icon
592
iShares US Basic Materials ETF
IYM
$1.25B
– –
-93
Closed -$6K
IYR icon
593
iShares US Real Estate ETF
IYR
$4.65B
– –
-1,388
Closed -$98K
IYT icon
594
iShares US Transportation ETF
IYT
$2.29B
– –
-2,624
Closed -$91K
IYY icon
595
iShares Dow Jones US ETF
IYY
$3.06B
– –
-600
Closed -$28K
JBLU icon
596
JetBlue
JBLU
$2.29B
– –
-150
Closed -$3K
JCI icon
597
Johnson Controls International
JCI
$92.2B
– –
-4,588
Closed -$198K
JPC icon
598
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
– –
-360
Closed -$3K
JWN
599
DELISTED
Nordstrom
JWN
– –
-500
Closed -$35K
K
600
DELISTED
Kellanova
K
– –
-21
Closed -$1K
22 23
24
25 26

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.