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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNKN
576
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$15K 0.01%
301
+101
+51% +$4.98K
AGU
577
DELISTED
Agrium
AGU
$15K 0.01%
150
– –
MW
578
DELISTED
THE MENS WAREHOUSE INC
MW
$15K 0.01%
305
+20
+7% +$994
AEC
579
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$15K 0.01%
900
– –
TWC
580
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$15K 0.01%
111
+23
+26% +$3.15K
CB
581
DELISTED
CHUBB CORPORATION
CB
$15K 0.01%
+163
New +$14.3K
BPT
582
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$14K 0.01%
160
-72
-31% -$5.79K
HIX
583
Western Asset High Income Fund II
HIX
$355M
$14K 0.01%
1,500
– –
HTGC icon
584
Hercules Capital
HTGC
$3.23B
$14K 0.01%
+1,000
New +$15.7K
JAZZ icon
585
Jazz Pharmaceuticals
JAZZ
$16.7B
$14K 0.01%
100
– –
NEE icon
586
NextEra Energy
NEE
$177B
$14K 0.01%
600
– –
RES icon
587
RPC Inc
RES
$1.3B
$14K 0.01%
691
-83,558
-99% -$1.54M
TJX icon
588
TJX Companies
TJX
$178B
$14K 0.01%
462
-49,904
-99% -$1.51M
AA icon
589
Alcoa
AA
$13.2B
$13K 0.01%
419
+211
+101% +$5.86K
ANIK icon
590
Anika Therapeutics
ANIK
$287M
$13K 0.01%
325
+40
+14% +$1.49K
DBA icon
591
Invesco DB Agriculture Fund
DBA
$1.23B
$13K 0.01%
470
+345
+276% +$9.05K
IVR icon
592
Invesco Mortgage Capital
IVR
$805M
$13K 0.01%
80
– –
KBR icon
593
KBR
KBR
$4.8B
$13K 0.01%
479
+259
+118% +$7.82K
PFM icon
594
Invesco Dividend Achievers ETF
PFM
$808M
$13K 0.01%
650
– –
PGX icon
595
Invesco Preferred ETF
PGX
$3.79B
$13K 0.01%
909
+548
+152% +$7.65K
PICB icon
596
Invesco International Corporate Bond ETF
PICB
$362M
$13K 0.01%
+435
New +$12.9K
DNR
597
DELISTED
Denbury Resources, Inc.
DNR
$13K 0.01%
+775
New +$12.6K
FGP
598
DELISTED
Ferrellgas Partners, L.P.
FGP
$13K 0.01%
+560
New +$13.5K
SODA
599
DELISTED
SodaStream International Ltd
SODA
$13K 0.01%
+300
New +$12.3K
TE
600
DELISTED
TECO ENERGY INC
TE
$13K 0.01%
743
-47
-6% -$786
22 23
24
25 26

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.