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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFLN
551
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$18K ﹤0.01%
932
– –
SCCO icon
552
Southern Copper
SCCO
$166B
$18K ﹤0.01%
697
-54
-7% -$1.46K
SKM icon
553
SK Telecom
SKM
$13.2B
$18K ﹤0.01%
393
+50
+15% +$2.32K
TEF
554
DELISTED
Telefonica
TEF
$18K ﹤0.01%
1,654
+222
+16% +$2.49K
UNP icon
555
Union Pacific
UNP
$174B
$18K ﹤0.01%
151
-169
-53% -$19.4K
RESP
556
DELISTED
WisdomTree U.S. ESG Fund
RESP
$18K ﹤0.01%
717
+6
+0.8% +$144
JCP
557
DELISTED
J.C. Penney Company, Inc.
JCP
$18K ﹤0.01%
2,767
– –
BBWI icon
558
Bath & Body Works
BBWI
$4.1B
$17K ﹤0.01%
247
– –
DFE icon
559
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$17K ﹤0.01%
325
– –
EWL icon
560
iShares MSCI Switzerland ETF
EWL
$2.23B
$17K ﹤0.01%
548
+157
+40% +$5.04K
LLY icon
561
Eli Lilly
LLY
$1.06T
$17K ﹤0.01%
248
– –
LUMN icon
562
Lumen
LUMN
$6.44B
$17K ﹤0.01%
430
+94
+28% +$3.76K
MED icon
563
Medifast
MED
$141M
$17K ﹤0.01%
500
– –
TAL icon
564
TAL Education Group
TAL
$6.87B
$17K ﹤0.01%
3,648
+510
+16% +$2.67K
AMZN icon
565
Amazon
AMZN
$2.96T
$16K ﹤0.01%
1,000
-138,360
-99% -$2.16M
ANDE icon
566
Andersons Inc
ANDE
$2.22B
$16K ﹤0.01%
300
– –
DDD icon
567
3D Systems Corp
DDD
$613M
$16K ﹤0.01%
475
-3,160
-87% -$114K
DIV icon
568
Global X SuperDividend US ETF
DIV
$783M
$16K ﹤0.01%
542
+123
+29% +$3.58K
FXU icon
569
First Trust Utilities AlphaDEX Fund
FXU
$825M
$16K ﹤0.01%
650
– –
ISTB icon
570
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$16K ﹤0.01%
316
+28
+10% +$1.4K
SCHW
571
Charles Schwab
SCHW
$187B
$16K ﹤0.01%
536
+93
+21% +$2.64K
MFD
572
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$16K ﹤0.01%
1,000
– –
MNTA
573
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$16K ﹤0.01%
1,365
-182,607
-99% -$2.09M
FSYS
574
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$16K ﹤0.01%
1,435
+345
+32% +$3.34K
MBT
575
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$16K ﹤0.01%
2,275
+805
+55% +$9.67K
21 22
23
24 25

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.