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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
551
Travelers Companies
TRV
$80.5B
$20K 0.01%
214
– –
USB icon
552
US Bancorp
USB
$99.4B
$20K 0.01%
451
+202
+81% +$8.43K
BBEP
553
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$20K 0.01%
915
+800
+696% +$16.7K
BF.B icon
554
Brown-Forman Class B
BF.B
$13B
$19K 0.01%
+625
New +$18.3K
FT
555
Franklin Universal Trust
FT
$198M
$19K 0.01%
2,500
– –
HQL
556
abrdn Life Sciences Investors
HQL
$615M
$19K 0.01%
931
+18
+2% +$378
MDLZ icon
557
Mondelez International
MDLZ
$80.1B
$19K 0.01%
514
+300
+140% +$11K
RSP icon
558
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$19K 0.01%
252
– –
SEIC icon
559
SEI Investments
SEIC
$12.6B
$19K 0.01%
567
– –
SJM icon
560
J.M. Smucker
SJM
$12.7B
$19K 0.01%
175
– –
VRA icon
561
Vera Bradley
VRA
$96.1M
$19K 0.01%
887
-33
-4% -$869
DRE
562
DELISTED
Duke Realty Corp.
DRE
$19K 0.01%
+1,067
New +$18.7K
BSJF
563
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$19K 0.01%
703
-13
-2% -$350
DTV
564
DELISTED
DIRECTV COM STK (DE)
DTV
$19K 0.01%
218
+100
+85% +$8.15K
CRUS icon
565
Cirrus Logic
CRUS
$6.19B
$18K 0.01%
808
+500
+162% +$10.9K
CVS icon
566
CVS Health
CVS
$123B
$18K 0.01%
240
– –
CWT icon
567
California Water Service
CWT
$3.06B
$18K 0.01%
760
+150
+25% +$3.38K
ETW
568
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$18K 0.01%
1,390
-101
-7% -$1.26K
IXP icon
569
iShares Global Comm Services ETF
IXP
$571M
$18K 0.01%
287
– –
NTRS icon
570
Northern Trust
NTRS
$33.7B
$18K 0.01%
279
+2
+0.7% +$123
MFD
571
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$18K 0.01%
1,000
– –
YHOO
572
DELISTED
Yahoo Inc
YHOO
$18K 0.01%
515
+500
+3,333% +$17.5K
RHT
573
DELISTED
Red Hat Inc
RHT
$18K 0.01%
320
– –
AWF
574
AllianceBernstein Global High Income Fund
AWF
$872M
$17K 0.01%
1,181
-1,024
-46% -$15K
SKM icon
575
SK Telecom
SKM
$13.7B
$17K 0.01%
404
+303
+300% +$11.8K
21 22
23
24 25

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.