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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFD
551
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$17K 0.01%
1,000
– –
APC
552
DELISTED
Anadarko Petroleum
APC
$17K 0.01%
205
+138
+206% +$11.3K
BEAV
553
DELISTED
B/E Aerospace Inc
BEAV
$17K 0.01%
273
+55
+25% +$3.33K
RHT
554
DELISTED
Red Hat Inc
RHT
$17K 0.01%
320
-170
-35% -$9.8K
FE icon
555
FirstEnergy
FE
$27.5B
$16K 0.01%
457
+301
+193% +$9.52K
GGB icon
556
Gerdau
GGB
$9.7B
$16K 0.01%
3,243
– –
KRE icon
557
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$16K 0.01%
375
-14,140
-97% -$563K
NOBL icon
558
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$16K 0.01%
+700
New +$15.2K
SLB icon
559
SLB Ltd
SLB
$75B
$16K 0.01%
164
+5
+3% +$452
UNP icon
560
Union Pacific
UNP
$174B
$16K 0.01%
170
– –
VIXM icon
561
ProShares VIX Mid-Term Futures ETF
VIXM
$40.7M
$16K 0.01%
222
-25
-10% -$1.91K
WU icon
562
Western Union
WU
$2.21B
$16K 0.01%
1,000
– –
SAVE
563
DELISTED
Spirit Airlines, Inc.
SAVE
$16K 0.01%
273
+54
+25% +$2.83K
RESP
564
DELISTED
WisdomTree U.S. ESG Fund
RESP
$16K 0.01%
708
+3
+0.4% +$66
PAY
565
DELISTED
Verifone Systems Inc
PAY
$16K 0.01%
460
-250
-35% -$7.41K
AB icon
566
AllianceBernstein
AB
$3.47B
$15K 0.01%
+600
New +$14.1K
CIEN icon
567
Ciena
CIEN
$58.4B
$15K 0.01%
+650
New +$15.3K
CMS icon
568
CMS Energy
CMS
$22.3B
$15K 0.01%
+500
New +$13.9K
CSTE icon
569
Caesarstone
CSTE
$79.5M
$15K 0.01%
+284
New +$15K
CWT icon
570
California Water Service
CWT
$3.12B
$15K 0.01%
610
-150
-20% -$3.45K
EFV icon
571
iShares MSCI EAFE Value ETF
EFV
$29.4B
$15K 0.01%
261
– –
EWJ icon
572
iShares MSCI Japan ETF
EWJ
$23B
$15K 0.01%
338
+80
+31% +$3.69K
MED icon
573
Medifast
MED
$141M
$15K 0.01%
500
– –
WYNN icon
574
Wynn Resorts
WYNN
$10.6B
$15K 0.01%
+68
New +$15K
MIC
575
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$15K 0.01%
266
– –
21 22
23
24 25

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.