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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMF
526
DELISTED
PIMCO Municipal Income Fund
PMF
$25K 0.01%
+1,800
New +$25.3K
PPLT
527
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$25K 0.01%
2,850
-200
-7% -$1.91K
CDK
528
DELISTED
CDK Global, Inc.
CDK
$25K 0.01%
533
– –
AKAM icon
529
Akamai
AKAM
$15.9B
$24K 0.01%
350
– –
EFV icon
530
iShares MSCI EAFE Value ETF
EFV
$29.4B
$24K 0.01%
535
-80
-13% -$4.04K
HLX icon
531
Helix Energy Solutions
HLX
$1.41B
$24K 0.01%
5,205
– –
IAU icon
532
iShares Gold Trust
IAU
$67.5B
$24K 0.01%
1,124
+421
+60% +$9.15K
PRU icon
533
Prudential Financial
PRU
$41.8B
$24K 0.01%
328
+128
+64% +$10.7K
SEIC icon
534
SEI Investments
SEIC
$12.6B
$24K 0.01%
517
– –
AIA icon
535
iShares Asia 50 ETF
AIA
$4.73B
$23K 0.01%
566
-511
-47% -$22.9K
DB icon
536
Deutsche Bank
DB
$71.5B
$23K 0.01%
958
-190
-17% -$5.25K
IWN icon
537
iShares Russell 2000 Value ETF
IWN
$14.6B
$23K 0.01%
257
– –
MGEE icon
538
MGE Energy Inc
MGEE
$3.08B
$23K 0.01%
580
– –
PTY icon
539
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$23K 0.01%
1,800
– –
TSN icon
540
Tyson Foods
TSN
$20.4B
$23K 0.01%
+550
New +$23.4K
VPL icon
541
Vanguard FTSE Pacific ETF
VPL
$8.43B
$23K 0.01%
441
– –
AA icon
542
Alcoa
AA
$13.2B
$22K 0.01%
967
+22
+2% +$515
ALL icon
543
Allstate
ALL
$67.5B
$22K 0.01%
392
+280
+250% +$17.5K
BX icon
544
Blackstone
BX
$110B
$22K 0.01%
+713
New +$25.8K
DIA icon
545
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$22K 0.01%
141
-111
-44% -$18.9K
HI
546
DELISTED
Hillenbrand
HI
$22K 0.01%
855
– –
IFLN
547
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$22K 0.01%
1,259
+139
+12% +$2.55K
GOV
548
DELISTED
Government Properties Income Trust
GOV
$22K 0.01%
1,437
-220
-13% -$3.73K
EMC
549
DELISTED
EMC CORPORATION
EMC
$22K 0.01%
950
– –
BNY
550
Bank of New York Mellon
BNY
$107B
$21K 0.01%
550
– –
20 21
22
23 24

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.