Regal Investment Advisors’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Regal Investment Advisors’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,800	Closed	-$23K	–	731
2015 Q3	$23K	Hold	1,800	–	–	0.01%	539
2015 Q2	$26K	Sell	1,800 -1,000	-36%	-$15.2K	0.01%	522
2015 Q1	$44K	Buy	2,800 +800	+40%	+$13K	0.01%	444
2014 Q4	$32K	Hold	2,000	–	–	0.01%	461
2014 Q3	$34K	Buy	2,000 +550	+38%	+$10.1K	0.01%	472
2014 Q2	$27K	Buy	1,450 +200	+16%	+$3.7K	0.01%	495
2014 Q1	$23K	Buy	+1,250	New	+$22.9K	0.01%	482
2013 Q4	–	Sell	-1,250	Closed	-$23K	–	931
2013 Q3	$23K	Hold	1,250	–	–	0.01%	447
2013 Q2	$25K	Buy	+1,250	New	+$25.6K	0.01%	413

Other funds holding PTY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Regal Investment Advisors's PTY Position: Q4 2015 in Review

Regal Investment Advisors sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2015, closing a stake of 1,800 shares — an estimated $23K sold.

Regal Investment Advisors first reported a position in PTY in Q2 2013 and held it in 9 quarters. The position peaked at $44K in Q1 2015. 86 funds tracked by Wall St. Rank hold PTY as of Q4 2015.

Regal Investment Advisors reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 1,800 PIMCO Corporate & Income Opportunity Fund shares in Q4 2015, an estimated $23K.
Regal Investment Advisors first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and held it in 9 quarters.
Regal Investment Advisors's PIMCO Corporate & Income Opportunity Fund position peaked at $44K in Q1 2015.
86 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.