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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUT
526
Gabelli Utility Trust
GUT
$559M
$24K 0.01%
3,488
– –
VHT icon
527
Vanguard Health Care ETF
VHT
$18.6B
$24K 0.01%
203
+3
+2% +$344
ACG
528
DELISTED
AllianceBernstein Income Fund Inc
ACG
$24K 0.01%
3,167
-658
-17% -$4.94K
BPT
529
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$23K 0.01%
244
+25
+11% +$2.33K
FCT
530
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$23K 0.01%
1,700
– –
IPGP icon
531
IPG Photonics
IPGP
$3.84B
$23K 0.01%
328
– –
RJF icon
532
Raymond James Financial
RJF
$34B
$23K 0.01%
653
– –
UTHR icon
533
United Therapeutics
UTHR
$23.1B
$23K 0.01%
175
-646
-79% -$66.6K
REDF
534
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$23K 0.01%
+10,000
New +$24.8K
ES icon
535
Eversource Energy
ES
$27.2B
$22K 0.01%
500
– –
HDB icon
536
HDFC Bank
HDB
$121B
$22K 0.01%
+1,932
New +$23.4K
RDY icon
537
Dr. Reddy's Laboratories
RDY
$10.2B
$22K 0.01%
+2,070
New +$19.5K
THRM icon
538
Gentherm
THRM
$1.27B
$22K 0.01%
511
-81
-14% -$3.81K
NPP
539
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$22K 0.01%
1,500
– –
PDLI
540
DELISTED
PDL BioPharma, Inc.
PDLI
$22K 0.01%
2,913
+2,409
+478% +$22.4K
MBT
541
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$22K 0.01%
1,470
+1,070
+268% +$19.6K
AAP icon
542
Advance Auto Parts
AAP
$3.49B
$21K 0.01%
160
-634
-80% -$83.1K
AKAM icon
543
Akamai
AKAM
$15.9B
$21K 0.01%
350
– –
ANIK icon
544
Anika Therapeutics
ANIK
$287M
$21K 0.01%
578
-93
-14% -$4.02K
HQL
545
abrdn Life Sciences Investors
HQL
$627M
$21K 0.01%
950
+19
+2% +$413
MEI icon
546
Methode Electronics
MEI
$592M
$21K 0.01%
+558
New +$19.8K
NGG icon
547
National Grid
NGG
$81.3B
$21K 0.01%
300
-86
-22% -$6.11K
SCCO icon
548
Southern Copper
SCCO
$166B
$21K 0.01%
751
+1
+0.1% +$30
ARRS
549
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$21K 0.01%
750
– –
YHOO
550
DELISTED
Yahoo Inc
YHOO
$21K 0.01%
510
-5
-1% -$188
20 21
22
23 24

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.