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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
501
CALL
Tesla
TSLA
$1.3T
$41.5K ﹤0.01%
+200
New +$34.9K
PBI icon
502
Pitney Bowes
PBI
$2.37B
$40.8K ﹤0.01%
10,500
– –
SAN icon
503
Banco Santander
SAN
$209B
$39.9K ﹤0.01%
10,823
-254
-2% -$904
CLIR icon
504
ClearSign Technologies
CLIR
$26.9M
$20.9K ﹤0.01%
2,624
+124
+5% +$943
USBC
505
USBC Inc
USBC
$138M
$9.79K ﹤0.01%
275
– –
BINI
506
DELISTED
Bollinger Innovations
BINI
– –
0
– –
PETV
507
DELISTED
PetVivo Holdings, Inc. Common Stock
PETV
$6.54K ﹤0.01%
21,377
– –
BBBY
508
DELISTED
Bed Bath & Beyond Inc
BBBY
$4.27K ﹤0.01%
+10,000
New +$20.6K
AGGY icon
509
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$922M
– –
-89,169
Closed -$3.8M
BGS icon
510
B&G Foods
BGS
$274M
– –
-16,478
Closed -$184K
BIDU icon
511
Baidu
BIDU
$37B
– –
-3,091
Closed -$354K
CB icon
512
Chubb
CB
$134B
– –
-1,115
Closed -$246K
COMT icon
513
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.23B
– –
-15,104
Closed -$426K
CTVA icon
514
Corteva
CTVA
$51.3B
– –
-27,226
Closed -$1.6M
EFAV icon
515
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
– –
-3,343
Closed -$213K
ELV icon
516
Elevance Health
ELV
$86.1B
– –
-415
Closed -$213K
EUSB icon
517
iShares ESG Advanced Universal USD Bond ETF
EUSB
$710M
– –
-9,550
Closed -$403K
EYLD icon
518
Cambria Emerging Shareholder Yield ETF
EYLD
$883M
– –
-9,043
Closed -$254K
FCEF icon
519
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.2M
– –
-12,464
Closed -$241K
FOUR icon
520
Shift4
FOUR
$3.31B
– –
-5,265
Closed -$294K
GMAB icon
521
Genmab
GMAB
$19.1B
– –
-5,738
Closed -$243K
HNDL icon
522
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$635M
– –
-34,671
Closed -$679K
IBCP icon
523
Independent Bank Corp
IBCP
$837M
– –
-8,677
Closed -$208K
ICLN icon
524
iShares Global Clean Energy ETF
ICLN
$2.08B
– –
-10,228
Closed -$203K
ICVT icon
525
iShares Convertible Bond ETF
ICVT
$7.43B
– –
-6,723
Closed -$467K
19 20
21
22 23

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VCM
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ESBC
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SFI
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.