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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSUS icon
501
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$585M
– –
-9,212
Closed -$266K
SUSA icon
502
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
– –
-6,170
Closed -$468K
SUSL icon
503
iShares ESG MSCI USA Leaders ETF
SUSL
$1.21B
– –
-5,802
Closed -$358K
TFI icon
504
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
– –
-5,559
Closed -$245K
TIPX icon
505
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
– –
-11,186
Closed -$204K
TIPZ icon
506
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
– –
-8,337
Closed -$444K
TLRY icon
507
Tilray
TLRY
$622M
– –
-1,640
Closed -$45K
TMUS icon
508
T-Mobile US
TMUS
$190B
– –
-1,886
Closed -$253K
VEU icon
509
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
– –
-4,650
Closed -$206K
VGIT icon
510
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
– –
-3,583
Closed -$209K
VGLT icon
511
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
– –
-21,425
Closed -$1.35M
VGSH icon
512
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
– –
-4,006
Closed -$232K
VPU
513
Vanguard Utilities ETF
VPU
$8.44B
– –
-17,729
Closed -$2.52M
XHB icon
514
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
– –
-5,260
Closed -$288K
XLY icon
515
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
– –
-3,154
Closed -$225K
17 18 19 20
21

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.