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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRO icon
501
iShares Core Dividend Growth ETF
DGRO
$43.5B
$28K 0.01%
1,160
– –
HYS icon
502
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$28K 0.01%
300
-431
-59% -$42.3K
IYY icon
503
iShares Dow Jones US ETF
IYY
$3.06B
$28K 0.01%
600
+400
+200% +$20.5K
PKW icon
504
Invesco BuyBack Achievers ETF
PKW
$1.76B
$28K 0.01%
652
+1
+0.2% +$47
STZ icon
505
Constellation Brands
STZ
$23.2B
$28K 0.01%
225
-31
-12% -$3.82K
UNP icon
506
Union Pacific
UNP
$174B
$28K 0.01%
325
+175
+117% +$16K
VNO icon
507
Vornado Realty Trust
VNO
$7.38B
$28K 0.01%
383
– –
AMZN icon
508
Amazon
AMZN
$2.96T
$27K 0.01%
1,080
+340
+46% +$8.6K
BAX icon
509
Baxter International
BAX
$14.2B
$27K 0.01%
832
-77,488
-99% -$2.93M
CSQ icon
510
Calamos Strategic Total Return Fund
CSQ
$3.35B
$27K 0.01%
3,000
– –
FDIS icon
511
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$27K 0.01%
939
+80
+9% +$2.46K
M icon
512
Macy's
M
$6.68B
$27K 0.01%
530
– –
USA icon
513
Liberty All-Star Equity Fund
USA
$1.85B
$27K 0.01%
5,348
+74
+1% +$407
VXF icon
514
Vanguard Extended Market ETF
VXF
$31.7B
$27K 0.01%
342
-1,536
-82% -$136K
XLI icon
515
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$27K 0.01%
551
+534
+3,141% +$28.1K
PXLC
516
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$27K 0.01%
760
– –
VXX
517
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$27K 0.01%
66
-247
-79% -$82.2K
BUD icon
518
AB InBev
BUD
$165B
$26K 0.01%
250
-100
-29% -$11.6K
GOVI icon
519
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$26K 0.01%
810
– –
NOV icon
520
NOV
NOV
$7B
$26K 0.01%
701
-263
-27% -$10.8K
YHOO
521
DELISTED
Yahoo Inc
YHOO
$26K 0.01%
900
-10
-1% -$347
NQM
522
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$26K 0.01%
+1,772
New +$26.1K
DBC icon
523
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$25K 0.01%
1,658
-555
-25% -$8.72K
DSM
524
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$25K 0.01%
+3,300
New +$25.5K
KSS icon
525
Kohl's
KSS
$2.19B
$25K 0.01%
550
-50
-8% -$2.81K
19 20
21
22 23

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.