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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THRM icon
501
Gentherm
THRM
$1.24B
$26K 0.01%
+592
New +$23.3K
AKS
502
DELISTED
AK Steel Holding Corp
AKS
$26K 0.01%
3,245
– –
BHC icon
503
Bausch Health
BHC
$2.21B
$25K 0.01%
200
+22
+12% +$2.81K
DVYE icon
504
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$25K 0.01%
520
– –
EXTR icon
505
Extreme Networks
EXTR
$3.19B
$25K 0.01%
5,540
-5,450
-50% -$25.7K
GOVI icon
506
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$25K 0.01%
810
– –
GUT
507
Gabelli Utility Trust
GUT
$558M
$25K 0.01%
3,488
– –
SLB icon
508
SLB Ltd
SLB
$76.5B
$25K 0.01%
214
+50
+30% +$5.15K
CHK
509
DELISTED
Chesapeake Energy Corporation
CHK
$25K 0.01%
4
– –
JCP
510
DELISTED
J.C. Penney Company, Inc.
JCP
$25K 0.01%
2,767
– –
ES icon
511
Eversource Energy
ES
$27.1B
$24K 0.01%
500
– –
FCT
512
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$24K 0.01%
1,700
– –
HYLS icon
513
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$24K 0.01%
+450
New +$23.6K
MFA
514
MFA Financial
MFA
$915M
$24K 0.01%
736
+162
+28% +$5.24K
ARRS
515
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$24K 0.01%
750
– –
COV
516
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$24K 0.01%
266
– –
XIV
517
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$24K 0.01%
525
-150
-22% -$5.49K
BUD icon
518
AB InBev
BUD
$165B
$23K 0.01%
200
– –
GSK icon
519
GSK
GSK
$104B
$23K 0.01%
338
+68
+25% +$4.6K
IHG icon
520
InterContinental Hotels
IHG
$23.5B
$23K 0.01%
+396
New +$20.7K
IPGP icon
521
IPG Photonics
IPGP
$3.69B
$23K 0.01%
328
-13
-4% -$876
NKE icon
522
Nike
NKE
$62.3B
$23K 0.01%
600
– –
NOK icon
523
Nokia
NOK
$52.6B
$23K 0.01%
3,000
-600
-17% -$4.56K
PAAS icon
524
Pan American Silver
PAAS
$20.2B
$23K 0.01%
1,500
– –
VBR icon
525
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
$23K 0.01%
219
– –
19 20
21
22 23

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.