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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TUR icon
501
iShares MSCI Turkey ETF
TUR
$213M
$21K 0.01%
425
+295
+227% +$13K
UUP icon
502
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$21K 0.01%
1,000
+780
+355% +$16.8K
VHT icon
503
Vanguard Health Care ETF
VHT
$18.6B
$21K 0.01%
200
– –
ARRS
504
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$21K 0.01%
750
– –
XIV
505
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$21K 0.01%
675
-255
-27% -$8.1K
DFE icon
506
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$20K 0.01%
+325
New +$19.6K
EXP icon
507
Eagle Materials
EXP
$6.57B
$20K 0.01%
+230
New +$19K
HQL
508
abrdn Life Sciences Investors
HQL
$627M
$20K 0.01%
913
+16
+2% +$356
PBR icon
509
Petrobras
PBR
$116B
$20K 0.01%
1,525
+420
+38% +$4.9K
RGLD icon
510
Royal Gold
RGLD
$19.5B
$20K 0.01%
320
-65
-17% -$4K
XLE icon
511
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$20K 0.01%
450
– –
CHK
512
DELISTED
Chesapeake Energy Corporation
CHK
$20K 0.01%
4
– –
WFM
513
DELISTED
Whole Foods Market Inc
WFM
$20K 0.01%
400
– –
COV
514
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$20K 0.01%
266
– –
WPZ
515
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$20K 0.01%
425
– –
ARMH
516
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$20K 0.01%
400
-599
-60% -$29.1K
CRT
517
Cross Timbers Royalty Trust
CRT
$60.2M
$19K 0.01%
600
– –
FEM icon
518
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$19K 0.01%
+800
New +$18.8K
HOG icon
519
Harley-Davidson
HOG
$2.71B
$19K 0.01%
292
+119
+69% +$7.87K
IXP icon
520
iShares Global Comm Services ETF
IXP
$572M
$19K 0.01%
287
– –
NCV
521
Virtus Convertible & Income Fund
NCV
$390M
$19K 0.01%
475
– –
OXY icon
522
Occidental Petroleum
OXY
$55.9B
$19K 0.01%
212
– –
PAAS icon
523
Pan American Silver
PAAS
$21.6B
$19K 0.01%
1,500
– –
PBA icon
524
Pembina Pipeline
PBA
$27.6B
$19K 0.01%
510
-100
-16% -$3.53K
SEIC icon
525
SEI Investments
SEIC
$12.6B
$19K 0.01%
567
– –
19 20
21
22 23

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.