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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
476
DELISTED
Celgene Corp
CELG
$34K 0.01%
323
+123
+62% +$15.3K
AWK icon
477
American Water Works
AWK
$26.9B
$33K 0.01%
600
– –
HYT icon
478
BlackRock Corporate High Yield Fund
HYT
$1.37B
$33K 0.01%
3,363
– –
PKB icon
479
Invesco Building & Construction ETF
PKB
$399M
$33K 0.01%
1,503
– –
HVPW
480
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$33K 0.01%
1,615
-485
-23% -$10.6K
EDE
481
DELISTED
Empire District Electric
EDE
$33K 0.01%
1,500
– –
AZN icon
482
AstraZeneca
AZN
$250B
$32K 0.01%
505
+17
+3% +$1.12K
ALXN
483
DELISTED
Alexion Pharmaceuticals
ALXN
$32K 0.01%
210
+10
+5% +$1.82K
ANDV
484
DELISTED
Andeavor
ANDV
$32K 0.01%
330
+130
+65% +$12.6K
MFM
485
Aberdeen Municipal Income Fund
MFM
$224M
$31K 0.01%
+4,900
New +$31.1K
NX icon
486
Quanex
NX
$1.01B
$31K 0.01%
1,710
– –
THG icon
487
Hanover Insurance
THG
$7.98B
$31K 0.01%
406
– –
TRV icon
488
Travelers Companies
TRV
$80.2B
$31K 0.01%
312
+98
+46% +$10K
AMTD
489
DELISTED
TD Ameritrade Holding Corp
AMTD
$31K 0.01%
1,000
-700
-41% -$24.5K
CMA
490
DELISTED
Comerica
CMA
$30K 0.01%
744
+544
+272% +$24.8K
CRM icon
491
Salesforce
CRM
$158B
$30K 0.01%
445
+295
+197% +$20.9K
B
492
Barrick Mining
B
$73.2B
$30K 0.01%
4,845
-402
-8% -$3.02K
LLY icon
493
Eli Lilly
LLY
$1.06T
$30K 0.01%
369
+46
+14% +$3.88K
OII icon
494
Oceaneering
OII
$4.77B
$30K 0.01%
787
– –
NIO
495
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$30K 0.01%
+2,130
New +$29.6K
NGLS
496
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$30K 0.01%
1,051
-467
-31% -$15.7K
CHCO icon
497
City Holding Co
CHCO
$2.04B
$29K 0.01%
600
– –
EVV
498
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$29K 0.01%
2,330
-1,120
-32% -$14.9K
RJF icon
499
Raymond James Financial
RJF
$34B
$29K 0.01%
885
– –
PCL
500
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$29K 0.01%
750
– –
18 19
20
21 22

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.