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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKAM icon
476
Akamai
AKAM
$15.9B
$23K 0.01%
400
– –
BHC icon
477
Bausch Health
BHC
$2.34B
$23K 0.01%
178
– –
DXJ icon
478
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$23K 0.01%
476
-84
-15% -$4K
EPI icon
479
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$23K 0.01%
1,207
-123
-9% -$2.1K
ES icon
480
Eversource Energy
ES
$27.2B
$23K 0.01%
500
– –
GUT
481
Gabelli Utility Trust
GUT
$559M
$23K 0.01%
+3,488
New +$22.4K
PTY icon
482
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$23K 0.01%
+1,250
New +$22.9K
YELP icon
483
Yelp
YELP
$1.41B
$23K 0.01%
300
+100
+50% +$8.45K
ZIV
484
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$23K 0.01%
575
+475
+475% +$18.3K
AKS
485
DELISTED
AK Steel Holding Corp
AKS
$23K 0.01%
+3,245
New +$22K
AZO icon
486
AutoZone
AZO
$51.1B
$22K 0.01%
+41
New +$21.3K
MOO icon
487
VanEck Agribusiness ETF
MOO
$973M
$22K 0.01%
400
+100
+33% +$5.28K
MSCI icon
488
MSCI
MSCI
$40.9B
$22K 0.01%
501
+101
+25% +$4.41K
NKE icon
489
Nike
NKE
$61.9B
$22K 0.01%
600
– –
TTC icon
490
Toro Company
TTC
$9.49B
$22K 0.01%
706
+142
+25% +$4.57K
VBR icon
491
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$22K 0.01%
219
– –
VLO icon
492
Valero Energy
VLO
$85.9B
$22K 0.01%
416
+1
+0.2% +$51
WOR icon
493
Worthington Enterprises
WOR
$2.86B
$22K 0.01%
923
+183
+25% +$4.56K
EEP
494
DELISTED
Enbridge Energy Partners
EEP
$22K 0.01%
785
+218
+38% +$6.1K
NPP
495
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$22K 0.01%
1,500
– –
BUD icon
496
AB InBev
BUD
$165B
$21K 0.01%
200
+100
+100% +$10.1K
CGO
497
Calamos Global Total Return Fund
CGO
$130M
$21K 0.01%
1,400
– –
GDX icon
498
VanEck Gold Miners ETF
GDX
$27.4B
$21K 0.01%
910
-227
-20% -$5.57K
HXL icon
499
Hexcel
HXL
$7.82B
$21K 0.01%
488
+98
+25% +$4.28K
RGR icon
500
Sturm, Ruger & Co
RGR
$593M
$21K 0.01%
345
-23,340
-99% -$1.64M
18 19
20
21 22

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.