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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
26
Verizon
VZ
$196B
$9.98M 0.75%
249,541
-327
-0.1% -$13.8K
AMZN icon
27
Amazon
AMZN
$2.96T
$9.69M 0.73%
44,162
-8,509
-16% -$1.74M
EFG icon
28
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$9.51M 0.71%
98,168
+11,333
+13% +$1.15M
FV icon
29
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$9.39M 0.71%
158,948
+8,264
+5% +$495K
EFV icon
30
iShares MSCI EAFE Value ETF
EFV
$29.4B
$9.34M 0.7%
178,050
+10,486
+6% +$574K
MO icon
31
Altria Group
MO
$114B
$9.24M 0.69%
176,715
+4,917
+3% +$262K
MDT icon
32
Medtronic
MDT
$112B
$9.19M 0.69%
115,048
+1,491
+1% +$129K
JEPI icon
33
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$9.07M 0.68%
157,685
+19,391
+14% +$1.15M
VTI icon
34
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$8.92M 0.67%
30,780
+831
+3% +$242K
MUB icon
35
iShares National Muni Bond ETF
MUB
$45.5B
$8.92M 0.67%
83,692
+7,924
+10% +$851K
MCD icon
36
McDonald's
MCD
$195B
$8.79M 0.66%
30,310
-152
-0.5% -$45.3K
PWB icon
37
Invesco Large Cap Growth ETF
PWB
$2.39B
$8.7M 0.65%
85,511
+4,080
+5% +$420K
VWO icon
38
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$8.42M 0.63%
191,100
+5,451
+3% +$253K
PFE icon
39
Pfizer
PFE
$153B
$8.35M 0.63%
314,925
-4,307
-1% -$117K
T icon
40
AT&T
T
$163B
$8.16M 0.61%
358,353
-7,685
-2% -$173K
VOO icon
41
Vanguard S&P 500 ETF
VOO
$1.01T
$7.87M 0.59%
14,605
-4,129
-22% -$2.24M
MBB icon
42
iShares MBS ETF
MBB
$39.1B
$7.77M 0.58%
84,802
+11,861
+16% +$1.1M
BRK.B icon
43
Berkshire Hathaway Class B
BRK.B
$1.13T
$7.68M 0.58%
16,941
-304
-2% -$140K
IEFA icon
44
iShares Core MSCI EAFE ETF
IEFA
$196B
$7.38M 0.55%
104,970
-10,487
-9% -$774K
WMT icon
45
Walmart Inc
WMT
$890B
$7.37M 0.55%
81,600
-3,957
-5% -$343K
GOOG icon
46
Alphabet (Google) Class C
GOOG
$4.32T
$7.19M 0.54%
37,764
+1,035
+3% +$183K
PWV icon
47
Invesco Large Cap Value ETF
PWV
$1.72B
$6.97M 0.52%
122,613
+10,906
+10% +$645K
EEM icon
48
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$6.94M 0.52%
166,008
+902
+0.5% +$40K
TGT icon
49
Target
TGT
$68B
$6.93M 0.52%
51,242
+4,027
+9% +$577K
GTO icon
50
Invesco Total Return Bond ETF
GTO
$2.44B
$6.85M 0.51%
147,525
+7,608
+5% +$359K
1
2
3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.