We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWX icon
26
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$411K 0.49%
9,266
+410
+5% +$18.2K
IWF icon
27
iShares Russell 1000 Growth ETF
IWF
$128B
$327K 0.39%
6,028
-121,024
-95% -$6.38M
IWB icon
28
iShares Russell 1000 ETF
IWB
$50.1B
$200K 0.24%
1,070
-180
-14% -$33.2K
ACN icon
29
Accenture
ACN
$108B
– –
-1,236
Closed -$265K
ACWI icon
30
iShares MSCI ACWI ETF
ACWI
$33.5B
– –
-3,797
Closed -$280K
ACWV icon
31
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
– –
-101,113
Closed -$8.86M
AGG icon
32
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-34,036
Closed -$4.02M
AGGY icon
33
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
– –
-18,544
Closed -$998K
ALTY icon
34
Global X Alternative Income ETF
ALTY
$45.5M
– –
-42,860
Closed -$462K
BDCZ icon
35
ETRACS MarketVector Business Development Companies Liquid Index ETN due Apr 26 2041
BDCZ
$16.7M
– –
-46,767
Closed -$654K
BIV icon
36
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-3,519
Closed -$328K
BND icon
37
Vanguard Total Bond Market
BND
$158B
– –
-55,691
Closed -$4.92M
BNDX icon
38
Vanguard Total International Bond ETF
BNDX
$82.2B
– –
-15,543
Closed -$897K
CRM icon
39
Salesforce
CRM
$158B
– –
-12,885
Closed -$2.41M
DDM icon
40
ProShares Ultra Dow30
DDM
$545M
– –
-13,320
Closed -$268K
DEM icon
41
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
– –
-28,204
Closed -$1.02M
DIA icon
42
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
– –
-1,454
Closed -$375K
DMO
43
Western Asset Mortgage Opportunity Fund
DMO
$120M
– –
-30,674
Closed -$450K
DOC icon
44
Healthpeak Properties
DOC
$14.8B
– –
-12,019
Closed -$331K
DSI icon
45
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
– –
-5,870
Closed -$346K
DVY icon
46
iShares Select Dividend ETF
DVY
$23.6B
– –
-11,024
Closed -$890K
EEM icon
47
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-166,782
Closed -$6.67M
EFA icon
48
iShares MSCI EAFE ETF
EFA
$80.2B
– –
-5,711
Closed -$348K
EFAV icon
49
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
– –
-13,751
Closed -$908K
EFG icon
50
iShares MSCI EAFE Growth ETF
EFG
$17.3B
– –
-29,995
Closed -$2.49M
1
2
3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.