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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STKL
451
DELISTED
SunOpta
STKL
$132K 0.01%
17,146
-3,553
-17% -$25.1K
FSI icon
452
Flexible Solutions
FSI
$64.1M
$103K 0.01%
28,460
– –
PSEC icon
453
Prospect Capital
PSEC
$1.14B
$100K 0.01%
23,281
-1,483
-6% -$7.11K
UAA icon
454
Under Armour
UAA
$2.41B
$92.9K 0.01%
11,225
-3,100
-22% -$28.3K
WW
455
DELISTED
WW International
WW
$89.5K 0.01%
70,500
-300
-0.4% -$360
PMM
456
Franklin Managed Municipal Income Trust
PMM
$272M
$81.2K 0.01%
13,606
– –
ALDX icon
457
Aldeyra Therapeutics
ALDX
$91.7M
$65.7K ﹤0.01%
+13,167
New +$67.6K
TSI
458
TCW Strategic Income Fund
TSI
$213M
$64.2K ﹤0.01%
13,350
– –
INDI icon
459
indie Semiconductor
INDI
$771M
$57.4K ﹤0.01%
14,174
+3,988
+39% +$16.4K
ABEV icon
460
Ambev
ABEV
$45.7B
$52.2K ﹤0.01%
28,199
+2,869
+11% +$6.35K
HOWL icon
461
Werewolf Therapeutics
HOWL
$20M
$40.3K ﹤0.01%
27,204
+12,745
+88% +$26K
AKYA
462
DELISTED
Akoya BioSciences
AKYA
$40K ﹤0.01%
17,464
-265
-1% -$702
USBC
463
USBC Inc
USBC
$136M
$1.89K ﹤0.01%
275
– –
ALB icon
464
Albemarle
ALB
$15.5B
– –
-3,028
Closed -$287K
APRT icon
465
AllianzIM U.S. Equity Buffer10 Apr ETF
APRT
$46.6M
– –
-28,049
Closed -$1.06M
APRW icon
466
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
$201M
– –
-22,399
Closed -$722K
ARM icon
467
Arm
ARM
$288B
– –
-3,879
Closed -$555K
AVY icon
468
Avery Dennison
AVY
$13.4B
– –
-1,891
Closed -$417K
AZO icon
469
AutoZone
AZO
$50.3B
– –
-104
Closed -$328K
BABA icon
470
Alibaba
BABA
$314B
– –
-3,476
Closed -$369K
BIIB icon
471
Biogen
BIIB
$30.7B
– –
-1,633
Closed -$317K
BLV icon
472
Vanguard Long-Term Bond ETF
BLV
$5.7B
– –
-4,727
Closed -$355K
BUFF icon
473
Innovator Laddered Allocation Power Buffer ETF
BUFF
$942M
– –
-119,446
Closed -$5.27M
COWZ icon
474
Pacer US Cash Cows 100 ETF
COWZ
$19.5B
– –
-4,554
Closed -$263K
CPRI icon
475
Capri Holdings
CPRI
$1.75B
– –
-119,444
Closed -$5.07M
17 18
19
20 21

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.