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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARIA
451
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$34K 0.01%
5,000
– –
CELG
452
DELISTED
Celgene Corp
CELG
$34K 0.01%
304
+20
+7% +$2.11K
WR
453
DELISTED
Westar Energy Inc
WR
$34K 0.01%
818
-250
-23% -$9.54K
IDU icon
454
iShares US Utilities ETF
IDU
$1.4B
$33K 0.01%
556
+24
+5% +$1.36K
JCI icon
455
Johnson Controls International
JCI
$92.2B
$33K 0.01%
645
+2
+0.3% +$98
STX icon
456
Seagate
STX
$184B
$33K 0.01%
+500
New +$31K
CPAY icon
457
Corpay
CPAY
$25.7B
$33K 0.01%
220
+33
+18% +$4.76K
CPL
458
DELISTED
CPFL Energia S.A.
CPL
$33K 0.01%
2,564
+574
+29% +$7.92K
NX icon
459
Quanex
NX
$1.01B
$32K 0.01%
1,710
– –
ORCL icon
460
Oracle
ORCL
$423B
$32K 0.01%
714
-1,850
-72% -$75.3K
PTY icon
461
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$32K 0.01%
2,000
– –
MNK
462
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$32K 0.01%
324
-397
-55% -$36.5K
OKS
463
DELISTED
Oneok Partners LP
OKS
$32K 0.01%
820
-1,634
-67% -$77.5K
EVV
464
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$31K 0.01%
2,220
– –
IYY icon
465
iShares Dow Jones US ETF
IYY
$3.06B
$31K 0.01%
600
– –
JLL icon
466
Jones Lang LaSalle
JLL
$16.7B
$31K 0.01%
+204
New +$28.2K
USA icon
467
Liberty All-Star Equity Fund
USA
$1.85B
$31K 0.01%
5,120
– –
FLG
468
Flagstar Bank National Association
FLG
$5.82B
$31K 0.01%
+650
New +$30.6K
MIC
469
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$31K 0.01%
432
+217
+101% +$14.8K
PXLC
470
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$31K 0.01%
760
– –
CRIS icon
471
Curis
CRIS
$7.83M
$30K 0.01%
10
– –
ADAM
472
Adamas Trust
ADAM
$883M
$30K 0.01%
969
+69
+8% +$2.15K
SEIC icon
473
SEI Investments
SEIC
$12.6B
$30K 0.01%
747
+230
+44% +$8.81K
PDLI
474
DELISTED
PDL BioPharma, Inc.
PDLI
$30K 0.01%
3,877
+964
+33% +$7.63K
LVS icon
475
Las Vegas Sands
LVS
$29.6B
$29K 0.01%
500
– –
17 18
19
20 21

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.