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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCI
451
DELISTED
Lannett Company, Inc.
LCI
$38K 0.01%
+209
New +$33.5K
SGY
452
DELISTED
Stone Energy
SGY
$38K 0.01%
+21
New +$43.2K
IGE icon
453
iShares North American Natural Resources ETF
IGE
$758M
$37K 0.01%
828
+29
+4% +$1.4K
LYB icon
454
LyondellBasell Industries
LYB
$19.2B
$37K 0.01%
339
-55
-14% -$5.95K
NRT
455
North European Oil Royalty Trust
NRT
$81M
$37K 0.01%
1,800
-500
-22% -$11.2K
PPL
456
PPL Corp
PPL
$26.7B
$36K 0.01%
1,183
-498
-30% -$15.6K
RAI
457
DELISTED
Reynolds American Inc
RAI
$36K 0.01%
1,214
+950
+360% +$27.6K
LINE
458
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$36K 0.01%
1,187
+35
+3% +$1.09K
WR
459
DELISTED
Westar Energy Inc
WR
$36K 0.01%
1,068
– –
EDE
460
DELISTED
Empire District Electric
EDE
$36K 0.01%
1,500
– –
IUSG icon
461
iShares Core S&P US Growth ETF
IUSG
$33.7B
$35K 0.01%
950
– –
SCHF icon
462
Schwab International Equity ETF
SCHF
$68.7B
$35K 0.01%
2,286
– –
UNP icon
463
Union Pacific
UNP
$174B
$35K 0.01%
320
– –
WIN
464
DELISTED
Windstream Holdings Inc
WIN
$35K 0.01%
420
+9
+2% +$771
AZO icon
465
AutoZone
AZO
$51.1B
$34K 0.01%
66
-11
-14% -$5.79K
CNI icon
466
Canadian National Railway
CNI
$76.6B
$34K 0.01%
480
– –
EWZ icon
467
iShares MSCI Brazil ETF
EWZ
$8.95B
$34K 0.01%
780
– –
IHI icon
468
iShares US Medical Devices ETF
IHI
$3.38B
$34K 0.01%
2,064
– –
LMT icon
469
Lockheed Martin
LMT
$136B
$34K 0.01%
186
+9
+5% +$1.53K
MVV icon
470
ProShares Ultra MidCap400
MVV
$163M
$34K 0.01%
1,569
+69
+5% +$1.6K
NFLX icon
471
Netflix
NFLX
$309B
$34K 0.01%
5,250
+3,500
+200% +$22.7K
PTY icon
472
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$34K 0.01%
2,000
+550
+38% +$10.1K
COST icon
473
Costco
COST
$420B
$33K 0.01%
266
-200
-43% -$24.2K
FXI icon
474
iShares China Large-Cap ETF
FXI
$4.31B
$33K 0.01%
871
-1,000
-53% -$40.1K
MGEE icon
475
MGE Energy Inc
MGEE
$3.08B
$33K 0.01%
882
-600
-40% -$23.4K
17 18
19
20 21

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.