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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
451
Canadian National Railway
CNI
$76.6B
$27K 0.01%
480
– –
EW icon
452
Edwards Lifesciences
EW
$51.7B
$27K 0.01%
2,220
– –
EPB
453
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$27K 0.01%
895
-597
-40% -$18.9K
DEO icon
454
Diageo
DEO
$53.6B
$26K 0.01%
207
– –
NOK icon
455
Nokia
NOK
$52.3B
$26K 0.01%
3,600
+600
+20% +$4.5K
VEU icon
456
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$26K 0.01%
521
+178
+52% +$8.81K
VPL icon
457
Vanguard FTSE Pacific ETF
VPL
$8.43B
$26K 0.01%
441
-102
-19% -$5.99K
RSX
458
DELISTED
VanEck Russia ETF
RSX
$26K 0.01%
1,078
+433
+67% +$10.9K
WIN
459
DELISTED
Windstream Holdings Inc
WIN
$26K 0.01%
409
-63
-13% -$3.91K
BFH icon
460
Bread Financial
BFH
$4.38B
$25K 0.01%
114
+23
+25% +$4.94K
DVYE icon
461
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$25K 0.01%
520
– –
FCT
462
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$25K 0.01%
1,700
– –
GOVI icon
463
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$25K 0.01%
810
+574
+243% +$17.3K
JWN
464
DELISTED
Nordstrom
JWN
$25K 0.01%
+400
New +$24.1K
MET icon
465
MetLife
MET
$62.1B
$25K 0.01%
+539
New +$24.8K
MYGN icon
466
Myriad Genetics
MYGN
$312M
$25K 0.01%
+728
New +$22.6K
VRA icon
467
Vera Bradley
VRA
$98.7M
$25K 0.01%
920
-58,002
-98% -$1.49M
AGN
468
DELISTED
Allergan Inc
AGN
$25K 0.01%
+199
New +$24.2K
IPGP icon
469
IPG Photonics
IPGP
$3.84B
$24K 0.01%
341
-20,117
-98% -$1.41M
NGG icon
470
National Grid
NGG
$81.3B
$24K 0.01%
364
-451
-55% -$29K
RJF icon
471
Raymond James Financial
RJF
$34B
$24K 0.01%
653
– –
SCCO icon
472
Southern Copper
SCCO
$166B
$24K 0.01%
903
-49,524
-98% -$1.33M
TRN icon
473
Trinity Industries
TRN
$2.38B
$24K 0.01%
+939
New +$21.7K
WIP icon
474
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$24K 0.01%
+400
New +$23.5K
JCP
475
DELISTED
J.C. Penney Company, Inc.
JCP
$24K 0.01%
2,767
– –
17 18
19
20 21

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.