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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
426
Capital One
COF
$134B
$386K 0.03%
1,815
+29
+2% +$6.35K
IGIB icon
427
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$380K 0.02%
7,020
-612
-8% -$32.7K
JUCY icon
428
Aptus Enhanced Yield ETF
JUCY
$327M
$380K 0.02%
+17,032
New +$379K
NUE icon
429
Nucor
NUE
$62.6B
$377K 0.02%
2,785
+4
+0.1% +$566
TFC icon
430
Truist Financial
TFC
$63.5B
$376K 0.02%
8,224
+1,608
+24% +$72.5K
IYF icon
431
iShares US Financials ETF
IYF
$4.4B
$372K 0.02%
2,940
+300
+11% +$37.1K
ETN icon
432
Eaton
ETN
$174B
$368K 0.02%
982
+37
+4% +$13.5K
ICVT icon
433
iShares Convertible Bond ETF
ICVT
$7.44B
$364K 0.02%
3,638
+558
+18% +$52.5K
USFR icon
434
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$363K 0.02%
7,227
-1,333
-16% -$67.1K
SHLD icon
435
Global X Defense Tech ETF
SHLD
$7.73B
$358K 0.02%
5,098
+19
+0.4% +$1.19K
FIVN icon
436
FIVE9
FIVN
$2.53B
$357K 0.02%
14,765
-442
-3% -$11.7K
IXUS icon
437
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$356K 0.02%
4,313
+17
+0.4% +$1.35K
EVUS icon
438
iShares ESG Aware MSCI USA Value ETF
EVUS
$379M
$356K 0.02%
+11,321
New +$348K
SOXX icon
439
iShares Semiconductor ETF
SOXX
$45.2B
$352K 0.02%
1,299
+29
+2% +$7.23K
BSCP
440
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$352K 0.02%
16,990
-2,255
-12% -$46.7K
WFC icon
441
Wells Fargo
WFC
$265B
$349K 0.02%
4,165
+674
+19% +$54.7K
FDX icon
442
FedEx
FDX
$76.7B
$348K 0.02%
1,477
-34
-2% -$7.84K
FENI icon
443
Fidelity Enhanced International ETF
FENI
$11.3B
$347K 0.02%
9,824
+135
+1% +$4.6K
DTE icon
444
DTE Energy
DTE
$28.7B
$344K 0.02%
2,433
+16
+0.7% +$2.19K
IDOG icon
445
ALPS International Sector Dividend Dogs ETF
IDOG
$561M
$342K 0.02%
9,606
– –
ASML icon
446
ASML
ASML
$672B
$334K 0.02%
+345
New +$271K
OUSM icon
447
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$879M
$333K 0.02%
+7,441
New +$330K
HYG icon
448
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$329K 0.02%
4,053
-945
-19% -$76.1K
FMB icon
449
First Trust Managed Municipal ETF
FMB
$2.06B
$329K 0.02%
6,489
+658
+11% +$32.9K
DE icon
450
Deere & Co
DE
$163B
$328K 0.02%
717
+136
+23% +$67.1K
16 17
18
19 20

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.