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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXL icon
426
First Trust Nasdaq Semiconductor ETF
FTXL
$1.34B
$289K 0.02%
3,546
+8
+0.2% +$570
FNDX icon
427
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$288K 0.02%
+13,962
New +$269K
DAL icon
428
Delta Air Lines
DAL
$59.3B
$287K 0.02%
7,138
+476
+7% +$17.3K
IBCP icon
429
Independent Bank Corp
IBCP
$839M
$286K 0.02%
10,991
+75
+0.7% +$1.6K
VEEV icon
430
Veeva Systems
VEEV
$38.1B
$284K 0.02%
1,477
+122
+9% +$23K
IUSG icon
431
iShares Core S&P US Growth ETF
IUSG
$33.8B
$283K 0.02%
2,718
+5
+0.2% +$493
GM icon
432
General Motors
GM
$77.6B
$279K 0.02%
7,758
-436
-5% -$13.5K
FXZ icon
433
First Trust Materials AlphaDEX Fund
FXZ
$390M
$278K 0.02%
4,035
-660
-14% -$41.7K
RIVN icon
434
Rivian
RIVN
$23.3B
$278K 0.02%
+11,858
New +$223K
ACWI icon
435
iShares MSCI ACWI ETF
ACWI
$33.3B
$278K 0.02%
2,727
-135
-5% -$12.9K
FENI icon
436
Fidelity Enhanced International ETF
FENI
$11.3B
$275K 0.02%
+10,389
New +$266K
IETC icon
437
iShares US Tech Independence Focused ETF
IETC
$719M
$275K 0.02%
4,411
+10
+0.2% +$573
SUSL icon
438
iShares ESG MSCI USA Leaders ETF
SUSL
$1.21B
$275K 0.02%
3,257
+31
+1% +$2.44K
AZO icon
439
AutoZone
AZO
$49.9B
$274K 0.02%
106
-86
-45% -$223K
USHY icon
440
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$274K 0.02%
7,527
-5
-0.1% -$175
AJG icon
441
Arthur J. Gallagher & Co
AJG
$64.6B
$273K 0.02%
1,215
+144
+13% +$34.1K
ALB icon
442
Albemarle
ALB
$15.4B
$269K 0.02%
1,861
+111
+6% +$15.2K
OKE icon
443
Oneok
OKE
$56.6B
$268K 0.02%
3,815
-816
-18% -$54.7K
RPRX icon
444
Royalty Pharma
RPRX
$25.6B
$267K 0.02%
+9,507
New +$261K
SBLK icon
445
Star Bulk Carriers
SBLK
$3.19B
$266K 0.02%
12,525
+150
+1% +$2.96K
PNC icon
446
PNC Financial Services
PNC
$100B
$266K 0.02%
1,715
-406
-19% -$52.6K
IDV icon
447
iShares International Select Dividend ETF
IDV
$8.53B
$260K 0.02%
+9,278
New +$242K
IEV icon
448
iShares Europe ETF
IEV
$1.7B
$258K 0.02%
+4,884
New +$241K
BUFD icon
449
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$258K 0.02%
+11,349
New +$248K
CAPE icon
450
DoubleLine Shiller CAPE US Equities ETF
CAPE
$245M
$256K 0.02%
+9,658
New +$238K
16 17
18
19 20

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.