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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVYA icon
426
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
– –
-1,105
Closed -$41K
DVYE icon
427
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
– –
-550
Closed -$16K
DY icon
428
Dycom Industries
DY
$12.3B
– –
-639
Closed -$46K
EA
429
DELISTED
Electronic Arts
EA
– –
-1
Closed –
EBAY icon
430
eBay
EBAY
$49.8B
– –
-4,465
Closed -$109K
AXIA
431
AXIA Energia
AXIA
– –
-566
Closed –
ECL icon
432
Ecolab
ECL
$79.9B
– –
-800
Closed -$87K
ECON icon
433
Columbia Emerging Markets Consumer ETF
ECON
$337M
– –
-207
Closed -$4K
EDF
434
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
– –
-412
Closed -$4K
EEMV icon
435
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-224
Closed -$11K
EES icon
436
WisdomTree US SmallCap Earnings Fund
EES
$731M
– –
-201
Closed -$4K
EFG icon
437
iShares MSCI EAFE Growth ETF
EFG
$17.3B
– –
-164
Closed -$10K
EFV icon
438
iShares MSCI EAFE Value ETF
EFV
$29.4B
– –
-535
Closed -$24K
EGO icon
439
Eldorado Gold
EGO
$9.89B
– –
-100
Closed -$1K
ELD icon
440
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
– –
-272
Closed -$9K
ELV icon
441
Elevance Health
ELV
$85.5B
– –
-20
Closed -$2K
EMB icon
442
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
– –
-794
Closed -$84K
EMHY icon
443
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
– –
-388
Closed –
EMN icon
444
Eastman Chemical
EMN
$8.42B
– –
-260
Closed -$16K
ENB icon
445
Enbridge
ENB
$112B
– –
-225
Closed -$8K
ENVA icon
446
Enova International
ENVA
$6.29B
– –
-45
Closed –
EOG icon
447
EOG Resources
EOG
$70.7B
– –
-918
Closed -$66K
EPD icon
448
Enterprise Products Partners
EPD
$81.7B
– –
-7,530
Closed -$187K
EPP icon
449
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
– –
-2,250
Closed -$82K
EQNR icon
450
Equinor
EQNR
$92.4B
– –
-160
Closed -$2K
16 17
18
19 20

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.