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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LXFT
426
DELISTED
Luxoft Holding, Inc.
LXFT
$51K 0.01%
+815
New +$50.7K
MHR
427
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$51K 0.01%
150,438
– –
CLB icon
428
Core Laboratories
CLB
$521M
$50K 0.01%
509
-1,951
-79% -$212K
HEWJ icon
429
iShares Currency Hedged MSCI Japan ETF
HEWJ
$744M
$50K 0.01%
+1,821
New +$55.1K
OHI icon
430
Omega Healthcare
OHI
$14.7B
$50K 0.01%
1,450
– –
VOD icon
431
Vodafone
VOD
$37.4B
$50K 0.01%
1,582
+522
+49% +$18.6K
NTRI
432
DELISTED
NutriSystem, Inc.
NTRI
$50K 0.01%
+1,897
New +$51.9K
INGN icon
433
Inogen
INGN
$164M
$49K 0.01%
+1,029
New +$48.9K
PHO icon
434
Invesco Water Resources ETF
PHO
$2.09B
$49K 0.01%
+2,402
New +$55K
BN icon
435
Brookfield
BN
$108B
$47K 0.01%
4,317
– –
CACC icon
436
Credit Acceptance
CACC
$6.08B
$46K 0.01%
235
-16,827
-99% -$3.68M
DSI icon
437
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$46K 0.01%
+1,324
New +$49.6K
DY icon
438
Dycom Industries
DY
$12.3B
$46K 0.01%
+639
New +$44.2K
GM icon
439
General Motors
GM
$76.8B
$46K 0.01%
1,545
+945
+158% +$28.9K
GS icon
440
Goldman Sachs
GS
$303B
$46K 0.01%
265
– –
BIO icon
441
Bio-Rad Laboratories Class A
BIO
$9.42B
$45K 0.01%
+337
New +$48.5K
CSM icon
442
ProShares Large Cap Core Plus
CSM
$534M
$45K 0.01%
1,956
-1,800
-48% -$44.1K
EWJ icon
443
iShares MSCI Japan ETF
EWJ
$23B
$45K 0.01%
1,005
-69,347
-99% -$3.42M
KRE icon
444
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$45K 0.01%
1,100
– –
PMX
445
DELISTED
PIMCO Municipal Income Fund III
PMX
$45K 0.01%
+4,177
New +$45.6K
MBTF
446
DELISTED
MBT Financial Corporation
MBTF
$45K 0.01%
7,262
-1,000
-12% -$6.05K
ANSS
447
DELISTED
Ansys
ANSS
$44K 0.01%
500
– –
NAT icon
448
Nordic American Tanker
NAT
$1.37B
$44K 0.01%
2,928
– –
OXY icon
449
Occidental Petroleum
OXY
$55.9B
$44K 0.01%
677
+150
+28% +$10.5K
HUN icon
450
Huntsman Corp
HUN
$1.77B
$43K 0.01%
4,500
+3,000
+200% +$51.6K
16 17
18
19 20

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.