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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCLH icon
401
Norwegian Cruise Line
NCLH
$8.84B
$312K 0.02%
12,113
-150
-1% -$3.79K
AB icon
402
AllianceBernstein
AB
$3.47B
$306K 0.02%
8,259
-916
-10% -$33.4K
CVS icon
403
CVS Health
CVS
$122B
$306K 0.02%
6,824
-3,052
-31% -$171K
RING icon
404
iShares MSCI Global Gold Miners ETF
RING
$2.44B
$305K 0.02%
+10,856
New +$343K
VOOG icon
405
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$305K 0.02%
5,004
-18
-0.4% -$1.08K
FIW icon
406
First Trust Water ETF
FIW
$1.95B
$300K 0.02%
2,941
+2
+0.1% +$215
IYF icon
407
iShares US Financials ETF
IYF
$4.39B
$292K 0.02%
2,640
– –
FTXN icon
408
First Trust Nasdaq Oil & Gas ETF
FTXN
$154M
$292K 0.02%
10,150
-1,943
-16% -$58.5K
AXP icon
409
American Express
AXP
$230B
$291K 0.02%
980
-262
-21% -$75.3K
CMG icon
410
Chipotle Mexican Grill
CMG
$41.5B
$290K 0.02%
4,810
-4,138
-46% -$249K
GBIL icon
411
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$289K 0.02%
2,897
-1,239
-30% -$124K
HBAN icon
412
Huntington Bancshares
HBAN
$35.5B
$289K 0.02%
17,739
-839
-5% -$13.8K
PKW icon
413
Invesco BuyBack Achievers ETF
PKW
$1.76B
$289K 0.02%
2,506
-663
-21% -$78.5K
GSK icon
414
GSK
GSK
$106B
$288K 0.02%
8,503
+597
+8% +$21.5K
SPYM
415
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$287K 0.02%
+4,170
New +$289K
WFC icon
416
Wells Fargo
WFC
$264B
$287K 0.02%
+4,079
New +$278K
IWS icon
417
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$286K 0.02%
2,212
– –
FENI icon
418
Fidelity Enhanced International ETF
FENI
$11.3B
$286K 0.02%
10,389
– –
IEV icon
419
iShares Europe ETF
IEV
$1.7B
$286K 0.02%
5,487
+541
+11% +$29.6K
IXUS icon
420
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$284K 0.02%
4,292
-192
-4% -$13.3K
PFG icon
421
Principal Financial Group
PFG
$24.3B
$280K 0.02%
3,620
+83
+2% +$6.99K
PYPL icon
422
PayPal
PYPL
$50.5B
$277K 0.02%
3,246
-407
-11% -$34.2K
FMB icon
423
First Trust Managed Municipal ETF
FMB
$2.06B
$276K 0.02%
5,416
-362
-6% -$18.6K
IWR icon
424
iShares Russell Mid-Cap ETF
IWR
$57.5B
$276K 0.02%
3,123
-16,805
-84% -$1.53M
MOAT icon
425
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$276K 0.02%
2,977
+236
+9% +$22.7K
15 16
17
18 19

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.