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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
401
Vanguard Consumer Staples ETF
VDC
$7.97B
$271K 0.03%
1,416
+62
+5% +$11.7K
VFH icon
402
Vanguard Financials ETF
VFH
$13.8B
$271K 0.03%
3,276
+32
+1% +$2.64K
DTE icon
403
DTE Energy
DTE
$29.1B
$270K 0.03%
2,301
-437
-16% -$49.5K
VLO icon
404
Valero Energy
VLO
$85.9B
$270K 0.03%
2,131
-53
-2% -$6.65K
DFEB icon
405
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$268K 0.03%
8,025
– –
FDX icon
406
FedEx
FDX
$75.4B
$266K 0.03%
1,536
-13
-0.8% -$2.16K
VV icon
407
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$265K 0.03%
1,520
-191
-11% -$33.5K
FLHY icon
408
Franklin High Yield Corporate ETF
FLHY
$1.24B
$263K 0.03%
11,919
-380
-3% -$8.38K
WEC icon
409
WEC Energy
WEC
$35.1B
$262K 0.03%
2,795
-563
-17% -$52K
STPZ icon
410
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$262K 0.03%
+5,253
New +$262K
EXTR icon
411
Extreme Networks
EXTR
$3.15B
$256K 0.02%
14,000
– –
ALB icon
412
Albemarle
ALB
$15.5B
$254K 0.02%
1,174
-181
-13% -$48.2K
EYLD icon
413
Cambria Emerging Shareholder Yield ETF
EYLD
$882M
$254K 0.02%
9,043
-163
-2% -$4.4K
IAU icon
414
iShares Gold Trust
IAU
$64.4B
$250K 0.02%
7,239
+387
+6% +$12.7K
DE icon
415
Deere & Co
DE
$168B
$248K 0.02%
+579
New +$235K
IXUS icon
416
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$248K 0.02%
4,279
-1,690
-28% -$94.3K
CB icon
417
Chubb
CB
$135B
$246K 0.02%
+1,115
New +$232K
PDI icon
418
PIMCO Dynamic Income Fund
PDI
$7.42B
$244K 0.02%
13,184
+165
+1% +$3.24K
GMAB icon
419
Genmab
GMAB
$19.5B
$243K 0.02%
+5,738
New +$236K
D icon
420
Dominion Energy
D
$59.3B
$243K 0.02%
3,958
-21
-0.5% -$1.32K
NOW icon
421
ServiceNow
NOW
$129B
$242K 0.02%
+3,120
New +$244K
CBOE icon
422
Cboe Global Markets
CBOE
$29.9B
$241K 0.02%
1,921
+25
+1% +$3.08K
FCEF icon
423
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.2M
$241K 0.02%
12,464
-211
-2% -$4.09K
GE icon
424
GE Aerospace
GE
$384B
$240K 0.02%
+4,597
New +$226K
PSX icon
425
Phillips 66
PSX
$81.4B
$235K 0.02%
2,254
-1,584
-41% -$162K
15 16
17
18 19

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.