We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
401
Vanguard Health Care ETF
VHT
$19B
$248K 0.03%
1,107
+53
+5% +$12.7K
SPDW icon
402
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$247K 0.03%
9,592
-45
-0.5% -$1.3K
TFI icon
403
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$245K 0.03%
+5,559
New +$256K
BX icon
404
Blackstone
BX
$113B
$244K 0.03%
2,918
+339
+13% +$32.8K
FUBO icon
405
FuboTV Inc
FUBO
$276M
$243K 0.03%
5,714
-1,008
-15% -$43.3K
LNG icon
406
Cheniere Energy
LNG
$54.9B
$243K 0.03%
+1,468
New +$223K
LMT icon
407
Lockheed Martin
LMT
$139B
$242K 0.03%
626
+45
+8% +$18.8K
VFH icon
408
Vanguard Financials ETF
VFH
$13.8B
$241K 0.03%
3,244
+124
+4% +$10.1K
CMCSA icon
409
Comcast
CMCSA
$89.4B
$240K 0.03%
8,197
-507
-6% -$19K
MOS icon
410
The Mosaic Company
MOS
$7.46B
$239K 0.03%
4,951
+5
+0.1% +$258
JXN icon
411
Jackson Financial
JXN
$8.83B
$235K 0.02%
8,458
-464
-5% -$13.7K
FCEF icon
412
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.5M
$234K 0.02%
12,675
+105
+0.8% +$2.16K
TFLO icon
413
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$234K 0.02%
+4,631
New +$234K
VDC icon
414
Vanguard Consumer Staples ETF
VDC
$7.94B
$233K 0.02%
+1,354
New +$256K
VLO icon
415
Valero Energy
VLO
$90.7B
$233K 0.02%
2,184
+39
+2% +$4.29K
IGRO icon
416
iShares International Dividend Growth ETF
IGRO
$1.31B
$232K 0.02%
4,586
+34
+0.7% +$1.91K
VGSH icon
417
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$232K 0.02%
+4,006
New +$235K
AEM icon
418
Agnico Eagle Mines
AEM
$91.4B
$231K 0.02%
5,474
+1,095
+25% +$46.9K
FDX icon
419
FedEx
FDX
$76.9B
$230K 0.02%
1,549
+55
+4% +$11.6K
EYLD icon
420
Cambria Emerging Shareholder Yield ETF
EYLD
$884M
$229K 0.02%
9,206
+502
+6% +$13.6K
AXP icon
421
American Express
AXP
$229B
$227K 0.02%
1,679
+151
+10% +$22.9K
IUSG icon
422
iShares Core S&P US Growth ETF
IUSG
$33.8B
$225K 0.02%
2,805
+35
+1% +$3.15K
XLY icon
423
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$225K 0.02%
3,154
-92
-3% -$7.2K
FOUR icon
424
Shift4
FOUR
$3.41B
$224K 0.02%
+5,018
New +$211K
WBA
425
DELISTED
Walgreens Boots Alliance
WBA
$224K 0.02%
+7,119
New +$264K
15 16
17
18 19

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.