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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFE icon
401
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
– –
-1,100
Closed -$59K
DFJ icon
402
WisdomTree Japan SmallCap Dividend Fund
DFJ
$400M
– –
-32
Closed -$1K
DFS
403
DELISTED
Discover Financial Services
DFS
– –
-38
Closed -$1K
DG icon
404
Dollar General
DG
$27.9B
– –
-135
Closed -$9K
DGRO icon
405
iShares Core Dividend Growth ETF
DGRO
$43.5B
– –
-1,160
Closed -$28K
DGRS icon
406
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
– –
-427
Closed -$11K
DGS icon
407
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
– –
-325
Closed -$11K
DGZ icon
408
DB Gold Short ETN due Feb 15 2038
DGZ
$1.72M
– –
-500
Closed -$8K
DIA icon
409
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
– –
-141
Closed -$22K
DIAX
410
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-685
Closed -$9K
DINO icon
411
HF Sinclair
DINO
$14.5B
– –
-795
Closed -$38K
DIV icon
412
Global X SuperDividend US ETF
DIV
$783M
– –
-449
Closed -$10K
DJP icon
413
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
– –
-7,175
Closed -$175K
DLN icon
414
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
– –
-3,150
Closed -$105K
DLR icon
415
Digital Realty Trust
DLR
$71.7B
– –
-75
Closed -$4K
DLS icon
416
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
– –
-116
Closed -$6K
DLTR icon
417
Dollar Tree
DLTR
$25.2B
– –
-198
Closed -$13K
DMB
418
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
– –
-1,000
Closed -$11K
DNL icon
419
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
– –
-400
Closed -$8K
DNOW icon
420
DNOW Inc
DNOW
$2.99B
– –
-62
Closed –
DRV icon
421
Direxion Daily Real Estate Bear 3X ETF
DRV
$25.7M
– –
0
– –
DSI icon
422
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
– –
-1,324
Closed -$46K
DSM
423
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
– –
-3,300
Closed -$25K
DTD icon
424
WisdomTree US Total Dividend Fund
DTD
$1.69B
– –
-520
Closed -$17K
DVN icon
425
Devon Energy
DVN
$47.3B
– –
-57
Closed -$2K
15 16
17
18 19

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.