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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
401
VanEck Gold Miners ETF
GDX
$27.4B
$65K 0.02%
4,757
+4,607
+3,071% +$66.5K
CSCO icon
402
Cisco
CSCO
$479B
$64K 0.02%
2,476
-424
-15% -$11.4K
BLW icon
403
BlackRock Limited Duration Income Trust
BLW
$493M
$61K 0.02%
4,292
-253
-6% -$3.75K
IYJ icon
404
iShares US Industrials ETF
IYJ
$2.02B
$61K 0.02%
1,268
– –
LUV icon
405
Southwest Airlines
LUV
$23B
$61K 0.02%
1,620
-194
-11% -$7.16K
VBR icon
406
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$61K 0.02%
637
+99
+18% +$10.3K
DFE icon
407
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$59K 0.02%
1,100
– –
WAT icon
408
Waters Corp
WAT
$39.9B
$59K 0.02%
500
– –
XPH icon
409
State Street SPDR S&P Pharmaceuticals ETF
XPH
$508M
$59K 0.02%
1,276
-164
-11% -$9.88K
AX icon
410
Axos Financial
AX
$5.68B
$58K 0.02%
+1,804
New +$53.9K
IYE icon
411
iShares US Energy ETF
IYE
$1.71B
$57K 0.01%
1,680
+1,390
+479% +$52.6K
HYLS icon
412
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$56K 0.01%
1,175
– –
IHF icon
413
iShares US Healthcare Providers ETF
IHF
$1.27B
$56K 0.01%
2,265
-1,840
-45% -$50.2K
SSYS icon
414
Stratasys
SSYS
$774M
$56K 0.01%
2,118
+91
+4% +$2.81K
BWX icon
415
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$55K 0.01%
2,114
-1,210
-36% -$31.4K
IEI icon
416
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$55K 0.01%
445
-2,623
-85% -$324K
KIE icon
417
State Street SPDR S&P Insurance ETF
KIE
$639M
$55K 0.01%
2,475
-2,529
-51% -$58.7K
PANW icon
418
Palo Alto Networks
PANW
$297B
$55K 0.01%
1,950
– –
BFK
419
DELISTED
BlackRock Municipal Income Trust
BFK
$54K 0.01%
+3,900
New +$53.7K
BOND icon
420
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$54K 0.01%
519
+63
+14% +$6.73K
PEG icon
421
Public Service Enterprise Group
PEG
$37.7B
$54K 0.01%
1,300
+400
+44% +$16.3K
TJX icon
422
TJX Companies
TJX
$178B
$53K 0.01%
1,500
– –
RDS.B
423
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$52K 0.01%
+1,102
New +$59.4K
VOOG icon
424
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$51K 0.01%
3,192
-36
-1% -$611
CLGX
425
DELISTED
Corelogic, Inc.
CLGX
$51K 0.01%
1,373
– –
15 16
17
18 19

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.