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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZO icon
401
AutoZone
AZO
$51.1B
$48K 0.01%
78
+12
+18% +$6.76K
HUN icon
402
Huntsman Corp
HUN
$1.77B
$48K 0.01%
2,119
– –
IYM icon
403
iShares US Basic Materials ETF
IYM
$1.25B
$48K 0.01%
588
– –
MT icon
404
ArcelorMittal
MT
$55.3B
$48K 0.01%
1,896
+98
+5% +$2.72K
RWX icon
405
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$48K 0.01%
1,153
– –
CDK
406
DELISTED
CDK Global, Inc.
CDK
$47K 0.01%
+1,164
New +$41.2K
CEO
407
DELISTED
CNOOC Limited
CEO
$47K 0.01%
345
+165
+92% +$24.7K
CRM icon
408
Salesforce
CRM
$158B
$46K 0.01%
774
+724
+1,448% +$42.7K
NOBL icon
409
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$46K 0.01%
1,830
– –
STIP icon
410
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$45K 0.01%
453
-324
-42% -$32.5K
BTU
411
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$45K 0.01%
384
+138
+56% +$20.6K
EDE
412
DELISTED
Empire District Electric
EDE
$45K 0.01%
1,500
– –
LULU icon
413
lululemon athletica
LULU
$14.6B
$44K 0.01%
795
-660
-45% -$30.1K
RAI
414
DELISTED
Reynolds American Inc
RAI
$44K 0.01%
1,372
+158
+13% +$5K
GILD icon
415
Gilead Sciences
GILD
$165B
$43K 0.01%
460
-150
-25% -$15.5K
CLGX
416
DELISTED
Corelogic, Inc.
CLGX
$43K 0.01%
1,373
-300
-18% -$9.15K
LMT icon
417
Lockheed Martin
LMT
$136B
$42K 0.01%
219
+33
+18% +$6.13K
TSLA icon
418
Tesla
TSLA
$1.3T
$42K 0.01%
2,865
+255
+10% +$3.98K
VGK icon
419
Vanguard FTSE Europe ETF
VGK
$31.4B
$42K 0.01%
805
-222
-22% -$11.9K
ANSS
420
DELISTED
Ansys
ANSS
$41K 0.01%
500
– –
DVYA icon
421
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
$41K 0.01%
825
– –
FAD icon
422
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$41K 0.01%
845
– –
EPS icon
423
WisdomTree US LargeCap Fund
EPS
$1.65B
$40K 0.01%
1,686
– –
HYD icon
424
VanEck High Yield Muni ETF
HYD
$4.45B
$40K 0.01%
649
+495
+321% +$30.5K
JWN
425
DELISTED
Nordstrom
JWN
$40K 0.01%
500
+100
+25% +$7.34K
15 16
17
18 19

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.