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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAX
401
DELISTED
Rackspace Hosting Inc
RAX
$55K 0.02%
1,685
+635
+60% +$21.1K
CSX icon
402
CSX Corp
CSX
$93.1B
$54K 0.02%
5,010
– –
RSX
403
DELISTED
VanEck Russia ETF
RSX
$54K 0.02%
2,413
+400
+20% +$9.89K
ROC
404
DELISTED
ROCKWOOD HLDGS INC
ROC
$54K 0.02%
700
-300
-30% -$24K
CMG icon
405
Chipotle Mexican Grill
CMG
$41.5B
$53K 0.02%
4,000
– –
ARLP icon
406
Alliance Resource Partners
ARLP
$3.17B
$52K 0.02%
1,204
-7,027
-85% -$335K
AYI icon
407
Acuity Brands
AYI
$10.8B
$51K 0.02%
430
+10
+2% +$1.18K
IYM icon
408
iShares US Basic Materials ETF
IYM
$1.25B
$51K 0.02%
588
-14
-2% -$1.23K
ECHO
409
EchoStar
ECHO
$26.2B
$51K 0.02%
1,278
+987
+339% +$40.5K
AIA icon
410
iShares Asia 50 ETF
AIA
$4.73B
$50K 0.02%
1,076
+1
+0.1% +$50
SYNA icon
411
Synaptics
SYNA
$4.15B
$50K 0.02%
686
-125
-15% -$10.2K
WAT icon
412
Waters Corp
WAT
$39.9B
$50K 0.02%
500
– –
DINO icon
413
HF Sinclair
DINO
$14.5B
$49K 0.01%
1,120
-196
-15% -$9.14K
GM icon
414
General Motors
GM
$76.8B
$49K 0.01%
1,528
+100
+7% +$3.48K
NVDA icon
415
NVIDIA
NVDA
$5.42T
$49K 0.01%
105,640
-11,840
-10% -$5.58K
BHK icon
416
BlackRock Core Bond Trust
BHK
$667M
$48K 0.01%
3,625
– –
DAL icon
417
Delta Air Lines
DAL
$60.1B
$48K 0.01%
1,324
+920
+228% +$35.2K
DWM icon
418
WisdomTree International Equity Fund
DWM
$697M
$48K 0.01%
925
-3,531
-79% -$194K
HSY icon
419
Hershey
HSY
$36.6B
$48K 0.01%
500
– –
MGC icon
420
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$48K 0.01%
711
-16
-2% -$1.08K
RWX icon
421
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$48K 0.01%
1,153
-15
-1% -$660
VQT
422
DELISTED
iPath S&P VEQTOR ETN
VQT
$47K 0.01%
314
– –
HTS
423
DELISTED
HATTERAS FINANCIAL CORP
HTS
$47K 0.01%
2,591
-142
-5% -$2.76K
RWR icon
424
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$46K 0.01%
571
+3
+0.5% +$251
YUM icon
425
Yum! Brands
YUM
$41.1B
$46K 0.01%
882
– –
15 16
17
18 19

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.