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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCP
376
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$358K 0.03%
+17,320
New +$358K
SUSC icon
377
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$358K 0.03%
15,737
-2,078
-12% -$48.1K
CAH icon
378
Cardinal Health
CAH
$55.4B
$356K 0.03%
3,009
-6
-0.2% -$700
GIS icon
379
General Mills
GIS
$19.7B
$356K 0.03%
5,580
+487
+10% +$32.7K
PDX
380
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$355K 0.03%
13,569
– –
BIL icon
381
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$353K 0.03%
3,863
-2,058
-35% -$188K
FELG icon
382
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.75B
$353K 0.03%
9,969
+1,206
+14% +$41.8K
BMY icon
383
Bristol-Myers Squibb
BMY
$132B
$351K 0.03%
6,212
-6,386
-51% -$357K
VTIP icon
384
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$343K 0.03%
+7,090
New +$346K
FFEB icon
385
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$342K 0.03%
6,870
-1,050
-13% -$51.8K
HYG icon
386
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$339K 0.03%
4,307
-1,914
-31% -$152K
TLTW icon
387
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.84B
$336K 0.03%
14,290
-50,518
-78% -$1.27M
FNDA icon
388
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$334K 0.03%
11,257
+3
+0% +$92
ACWI icon
389
iShares MSCI ACWI ETF
ACWI
$33.4B
$332K 0.03%
2,827
-78
-3% -$9.36K
SCHA icon
390
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$331K 0.02%
12,795
-28,353
-69% -$754K
FXU icon
391
First Trust Utilities AlphaDEX Fund
FXU
$825M
$330K 0.02%
8,737
– –
SPTL icon
392
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$329K 0.02%
12,548
+151
+1% +$4.14K
CMI icon
393
Cummins
CMI
$88.7B
$328K 0.02%
942
+10
+1% +$3.51K
IGRO icon
394
iShares International Dividend Growth ETF
IGRO
$1.32B
$326K 0.02%
4,798
-4,064
-46% -$290K
WTV icon
395
WisdomTree US Value Fund
WTV
$3.36B
$320K 0.02%
3,827
+15
+0.4% +$1.26K
SUSL icon
396
iShares ESG MSCI USA Leaders ETF
SUSL
$1.21B
$316K 0.02%
3,064
-166
-5% -$17.3K
FLHY icon
397
Franklin High Yield Corporate ETF
FLHY
$1.24B
$313K 0.02%
13,118
+1,347
+11% +$32.5K
MP icon
398
MP Materials
MP
$9.1B
$313K 0.02%
20,066
-164
-0.8% -$3.04K
FDVV icon
399
Fidelity High Dividend ETF
FDVV
$10.5B
$313K 0.02%
6,263
– –
TIP icon
400
iShares TIPS Bond ETF
TIP
$14.7B
$312K 0.02%
2,928
-173
-6% -$18.7K
14 15
16
17 18

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.