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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
376
Union Pacific
UNP
$174B
$318K 0.03%
1,580
+146
+10% +$29.6K
SUSL icon
377
iShares ESG MSCI USA Leaders ETF
SUSL
$1.21B
$318K 0.03%
+4,461
New +$309K
JXN icon
378
Jackson Financial
JXN
$8.83B
$317K 0.03%
8,482
-29
-0.3% -$1.19K
X
379
DELISTED
US Steel
X
$316K 0.03%
12,101
– –
SPDW icon
380
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$316K 0.03%
9,826
+125
+1% +$3.95K
WWD icon
381
Woodward
WWD
$21B
$313K 0.03%
3,210
+18
+0.6% +$1.81K
KLAC icon
382
KLA
KLAC
$252B
$313K 0.03%
7,830
-1,390
-15% -$54.8K
ULTA icon
383
Ulta Beauty
ULTA
$23.6B
$312K 0.03%
572
-167
-23% -$85.7K
SUSC icon
384
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$311K 0.03%
+13,528
New +$309K
PTMC icon
385
Pacer Trendpilot US Mid Cap ETF
PTMC
$403M
$310K 0.03%
+9,777
New +$321K
HON icon
386
Honeywell
HON
$77B
$309K 0.03%
1,716
-78
-4% -$14.7K
FIVN icon
387
FIVE9
FIVN
$2.58B
$307K 0.03%
+4,249
New +$304K
SNA icon
388
Snap-on
SNA
$21.3B
$307K 0.03%
1,243
+1
+0.1% +$244
STPZ icon
389
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$305K 0.03%
5,984
+731
+14% +$36.7K
LMT icon
390
Lockheed Martin
LMT
$139B
$304K 0.03%
644
+34
+6% +$15.9K
EEMV icon
391
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$304K 0.03%
5,573
-72,025
-93% -$3.9M
PNC icon
392
PNC Financial Services
PNC
$100B
$304K 0.03%
2,391
+89
+4% +$13.4K
MTUM icon
393
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$303K 0.03%
2,181
-8,271
-79% -$1.17M
TROW icon
394
T. Rowe Price
TROW
$24.3B
$300K 0.03%
2,657
+672
+34% +$76.8K
FIXD icon
395
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$298K 0.03%
6,616
-136,886
-95% -$6.13M
VLO icon
396
Valero Energy
VLO
$90.7B
$298K 0.03%
2,134
+3
+0.1% +$403
NOW icon
397
ServiceNow
NOW
$132B
$293K 0.03%
3,155
+35
+1% +$3.05K
DFAC icon
398
Dimensional US Core Equity 2 ETF
DFAC
$49.5B
$292K 0.03%
11,469
– –
GTLS
399
DELISTED
Chart Industries
GTLS
$292K 0.03%
+2,327
New +$299K
DAL icon
400
Delta Air Lines
DAL
$58.7B
$292K 0.03%
8,352
+1,879
+29% +$69.7K
14 15
16
17 18

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.