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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PINS icon
376
Pinterest
PINS
$13.8B
$284K 0.03%
12,185
-2,495
-17% -$54.7K
HON icon
377
Honeywell
HON
$77B
$282K 0.03%
1,794
+8
+0.4% +$1.39K
ULTA icon
378
Ulta Beauty
ULTA
$23.6B
$280K 0.03%
699
-13
-2% -$5.24K
USHY icon
379
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$280K 0.03%
8,321
+1,154
+16% +$41K
VV icon
380
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$280K 0.03%
1,711
+236
+16% +$42.9K
MDB icon
381
MongoDB
MDB
$33.5B
$276K 0.03%
1,391
-231
-14% -$67.4K
D icon
382
Dominion Energy
D
$59.1B
$275K 0.03%
3,979
+97
+2% +$7.83K
NEE icon
383
NextEra Energy
NEE
$177B
$273K 0.03%
3,476
+20
+0.6% +$1.7K
SCHW
384
Charles Schwab
SCHW
$188B
$272K 0.03%
+3,783
New +$263K
MTUM icon
385
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$271K 0.03%
2,067
-164
-7% -$23K
TSCO icon
386
Tractor Supply
TSCO
$18B
$270K 0.03%
7,255
-70
-1% -$2.73K
ADBE icon
387
Adobe
ADBE
$109B
$266K 0.03%
968
+92
+11% +$34.8K
SSUS icon
388
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$585M
$266K 0.03%
9,212
-6,842
-43% -$217K
FLHY icon
389
Franklin High Yield Corporate ETF
FLHY
$1.24B
$264K 0.03%
12,299
+231
+2% +$5.21K
BXMX
390
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$263K 0.03%
22,163
+411
+2% +$5.44K
ENB icon
391
Enbridge
ENB
$112B
$263K 0.03%
7,101
+389
+6% +$16.4K
IWS icon
392
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$263K 0.03%
2,741
+3
+0.1% +$320
DFEB icon
393
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$262K 0.03%
8,025
– –
RSPF icon
394
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$257K 0.03%
5,025
– –
WWD icon
395
Woodward
WWD
$21B
$256K 0.03%
3,191
+20
+0.6% +$1.89K
DFAC icon
396
Dimensional US Core Equity 2 ETF
DFAC
$49.5B
$255K 0.03%
11,469
– –
TMUS icon
397
T-Mobile US
TMUS
$191B
$253K 0.03%
1,886
+104
+6% +$14.6K
PDI icon
398
PIMCO Dynamic Income Fund
PDI
$7.45B
$252K 0.03%
13,019
-2,075
-14% -$43.7K
PHM icon
399
Pultegroup
PHM
$24.8B
$250K 0.03%
6,661
+115
+2% +$4.84K
SNA icon
400
Snap-on
SNA
$21.3B
$250K 0.03%
1,241
– –
14 15
16
17 18

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.