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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUSC icon
376
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
– –
-7,732
Closed -$219K
SVM
377
Silvercorp Metals
SVM
$2.53B
– –
-21,417
Closed -$143K
SYY icon
378
Sysco
SYY
$40.2B
– –
-17,208
Closed -$1.28M
T icon
379
AT&T
T
$162B
– –
-337,889
Closed -$7.34M
TAN icon
380
Invesco Solar ETF
TAN
$1.38B
– –
-3,301
Closed -$339K
TD icon
381
Toronto Dominion Bank
TD
$200B
– –
-11,304
Closed -$638K
TDG icon
382
TransDigm Group
TDG
$67.9B
– –
-1,103
Closed -$682K
TDIV icon
383
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.45B
– –
-42,858
Closed -$2.12M
TGT icon
384
Target
TGT
$67.6B
– –
-21,542
Closed -$3.8M
TIP icon
385
iShares TIPS Bond ETF
TIP
$14.7B
– –
-14,819
Closed -$1.89M
TJX icon
386
TJX Companies
TJX
$177B
– –
-10,220
Closed -$698K
TLT icon
387
iShares 20+ Year Treasury Bond ETF
TLT
$40.7B
– –
-43,256
Closed -$6.82M
TSI
388
TCW Strategic Income Fund
TSI
$213M
– –
-23,833
Closed -$136K
TSLA icon
389
Tesla
TSLA
$1.29T
– –
-4,479
Closed -$1.05M
TTWO icon
390
Take-Two Interactive
TTWO
$46.7B
– –
-3,329
Closed -$692K
TWLO icon
391
Twilio
TWLO
$37.4B
– –
-1,897
Closed -$642K
UAA icon
392
Under Armour
UAA
$2.58B
– –
-14,100
Closed -$242K
UBER icon
393
Uber
UBER
$157B
– –
-8,685
Closed -$443K
UCO icon
394
ProShares Ultra Bloomberg Crude Oil
UCO
$409M
– –
-32,428
Closed -$294K
UCON icon
395
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
– –
-12,558
Closed -$335K
UL icon
396
Unilever
UL
$135B
– –
-10,308
Closed -$700K
ULTA icon
397
Ulta Beauty
ULTA
$24B
– –
-749
Closed -$215K
UNH icon
398
UnitedHealth
UNH
$374B
– –
-2,496
Closed -$875K
UNP icon
399
Union Pacific
UNP
$174B
– –
-3,455
Closed -$719K
UPS icon
400
United Parcel Service
UPS
$88.8B
– –
-3,947
Closed -$665K
14 15
16
17 18

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SFI
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.