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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
376
Canadian National Railway
CNI
$76.6B
– –
-200
Closed -$11K
COF icon
377
Capital One
COF
$134B
– –
-253
Closed -$18K
CPRI icon
378
Capri Holdings
CPRI
$1.74B
– –
-75
Closed -$3K
CQP icon
379
Cheniere Energy
CQP
$31.3B
– –
-150
Closed -$3K
CQQQ icon
380
Invesco China Technology ETF
CQQQ
$3.22B
– –
-120
Closed -$3K
CRM icon
381
Salesforce
CRM
$158B
– –
-445
Closed -$30K
CROX icon
382
Crocs
CROX
$6.55B
– –
-90
Closed -$1K
CSCO icon
383
Cisco
CSCO
$479B
– –
-2,476
Closed -$64K
CSM icon
384
ProShares Large Cap Core Plus
CSM
$534M
– –
-1,956
Closed -$45K
CSQ icon
385
Calamos Strategic Total Return Fund
CSQ
$3.35B
– –
-3,000
Closed -$27K
CTAS icon
386
Cintas
CTAS
$81.3B
– –
-7,200
Closed -$154K
CSX icon
387
CSX Corp
CSX
$93.1B
– –
-20,052
Closed -$179K
CTSH icon
388
Cognizant
CTSH
$26B
– –
-559
Closed -$34K
CVS icon
389
CVS Health
CVS
$122B
– –
-1,845
Closed -$178K
CWT icon
390
California Water Service
CWT
$3.12B
– –
-370
Closed -$8K
CYRX icon
391
CryoPort
CYRX
$762M
– –
-24
Closed –
CZA icon
392
Invesco Zacks Mid-Cap ETF
CZA
$192M
– –
-50
Closed -$2K
D icon
393
Dominion Energy
D
$59.3B
– –
-200
Closed -$14K
DB icon
394
Deutsche Bank
DB
$71.5B
– –
-958
Closed -$23K
DBC icon
395
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
– –
-1,658
Closed -$25K
DBA icon
396
Invesco DB Agriculture Fund
DBA
$1.23B
– –
-1,870
Closed -$39K
DBEM icon
397
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$108M
– –
-264
Closed -$4K
DDD icon
398
3D Systems Corp
DDD
$613M
– –
-336
Closed -$3K
DE icon
399
Deere & Co
DE
$168B
– –
-471
Closed -$34K
DEW icon
400
WisdomTree Global High Dividend Fund
DEW
$155M
– –
-520
Closed -$19K
14 15
16
17 18

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.