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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNA icon
351
Snap-on
SNA
$21.4B
$424K 0.03%
1,248
+1
+0.1% +$338
O icon
352
Realty Income
O
$58.2B
$422K 0.03%
7,909
-3,430
-30% -$200K
RCL icon
353
Royal Caribbean
RCL
$83.4B
$422K 0.03%
1,830
-94
-5% -$20.8K
OKE icon
354
Oneok
OKE
$55.8B
$422K 0.03%
4,204
-19
-0.4% -$1.94K
DLR icon
355
Digital Realty Trust
DLR
$70.8B
$422K 0.03%
2,380
-59
-2% -$10.5K
AOA icon
356
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$421K 0.03%
5,489
+712
+15% +$55.8K
HYGH icon
357
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$420K 0.03%
4,863
+758
+18% +$65.5K
FNDF icon
358
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$418K 0.03%
12,581
+329
+3% +$11.6K
TSM icon
359
TSMC
TSM
$2.19T
$413K 0.03%
2,090
+263
+14% +$50.9K
FITB
360
Fifth Third Bancorp
FITB
$51.8B
$409K 0.03%
9,684
-700
-7% -$31.4K
NZF icon
361
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$408K 0.03%
33,559
+3,598
+12% +$45.7K
VV icon
362
Vanguard Morningstar Large-Cap ETF
VV
$54.6B
$408K 0.03%
1,511
+1
+0.1% +$271
SOUN icon
363
SoundHound AI
SOUN
$3.23B
$394K 0.03%
+19,861
New +$191K
EMGF icon
364
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
$390K 0.03%
8,628
-211
-2% -$10.1K
IWP icon
365
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$386K 0.03%
3,043
+1
+0% +$127
DAL icon
366
Delta Air Lines
DAL
$59B
$385K 0.03%
6,370
-810
-11% -$47.8K
EWJ icon
367
iShares MSCI Japan ETF
EWJ
$22.7B
$383K 0.03%
+5,707
New +$394K
IETC icon
368
iShares US Tech Independence Focused ETF
IETC
$721M
$377K 0.03%
4,424
+3
+0.1% +$248
ISCF icon
369
iShares International Small Cap Equity Factor ETF
ISCF
$678M
$377K 0.03%
11,690
-171
-1% -$5.74K
POOL icon
370
Pool Corp
POOL
$7.29B
$368K 0.03%
1,080
+148
+16% +$53.9K
DFAC icon
371
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$367K 0.03%
10,600
– –
FELC icon
372
Fidelity Enhanced Large Cap Core ETF
FELC
$8.38B
$364K 0.03%
11,046
+923
+9% +$30.5K
RSPF icon
373
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$364K 0.03%
5,025
– –
CRM icon
374
Salesforce
CRM
$160B
$363K 0.03%
1,086
-108
-9% -$34.5K
ICVT icon
375
iShares Convertible Bond ETF
ICVT
$7.45B
$359K 0.03%
+4,223
New +$363K
13 14
15
16 17

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.