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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXEL icon
351
Exelixis
EXEL
$13B
$438K 0.03%
18,261
– –
FMB icon
352
First Trust Managed Municipal ETF
FMB
$2.06B
$437K 0.03%
8,466
-1,739
-17% -$86.5K
IWY icon
353
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$437K 0.03%
2,496
-70
-3% -$11.5K
IGRO icon
354
iShares International Dividend Growth ETF
IGRO
$1.31B
$436K 0.03%
6,752
+2,552
+61% +$154K
PM icon
355
Philip Morris
PM
$290B
$436K 0.03%
4,633
-46
-1% -$4.24K
BLK icon
356
Blackrock
BLK
$175B
$434K 0.03%
535
-14
-3% -$9.77K
AVY icon
357
Avery Dennison
AVY
$13.5B
$432K 0.03%
2,136
– –
BFC icon
358
Bank First Corp
BFC
$1.68B
$429K 0.03%
+4,950
New +$409K
BIIB icon
359
Biogen
BIIB
$30.5B
$428K 0.03%
1,653
– –
LMT icon
360
Lockheed Martin
LMT
$140B
$421K 0.03%
930
+235
+34% +$104K
XLY icon
361
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$416K 0.03%
4,654
+438
+10% +$36.3K
RPV icon
362
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$413K 0.03%
5,032
+2,172
+76% +$163K
HYD icon
363
VanEck High Yield Muni ETF
HYD
$4.4B
$411K 0.03%
7,951
+25
+0.3% +$1.24K
SCHX icon
364
Schwab US Large- Cap ETF
SCHX
$74.5B
$410K 0.03%
+21,816
New +$383K
ORLY icon
365
O'Reilly Automotive
ORLY
$75B
$410K 0.03%
6,480
+480
+8% +$30.3K
GS icon
366
Goldman Sachs
GS
$300B
$396K 0.03%
1,028
-85
-8% -$28.4K
BX icon
367
Blackstone
BX
$112B
$394K 0.03%
3,006
+221
+8% +$23.9K
FCX icon
368
Freeport-McMoran
FCX
$98.7B
$392K 0.03%
9,197
+2,118
+30% +$78.2K
FDX icon
369
FedEx
FDX
$76.9B
$391K 0.03%
1,545
+24
+2% +$6.1K
BTI icon
370
British American Tobacco
BTI
$123B
$390K 0.03%
+13,309
New +$405K
XLI icon
371
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$385K 0.03%
3,373
+702
+26% +$73.7K
BUFG icon
372
FT Vest Buffered Allocation Growth ETF
BUFG
$334M
$382K 0.03%
17,960
-1,000
-5% -$20.3K
EMGF icon
373
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
$379K 0.03%
8,831
-143
-2% -$5.96K
PTMC icon
374
Pacer Trendpilot US Mid Cap ETF
PTMC
$404M
$374K 0.03%
11,387
+1,599
+16% +$50.2K
MS icon
375
Morgan Stanley
MS
$338B
$374K 0.03%
4,008
+128
+3% +$10.2K
13 14
15
16 17

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VCM
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ESBC
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SFI
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WJA
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.