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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDC icon
351
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$320K 0.03%
+5,387
New +$358K
ESGD icon
352
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$320K 0.03%
5,706
+246
+5% +$15.4K
MCO icon
353
Moody's
MCO
$82.8B
$318K 0.03%
1,307
+199
+18% +$57.8K
MRNA icon
354
Moderna
MRNA
$23.9B
$317K 0.03%
2,677
-34
-1% -$5.16K
DTE icon
355
DTE Energy
DTE
$28.5B
$315K 0.03%
2,738
-244
-8% -$31.5K
SUB icon
356
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$311K 0.03%
+3,025
New +$316K
IWD icon
357
iShares Russell 1000 Value ETF
IWD
$84.2B
$310K 0.03%
2,281
-579
-20% -$87K
PSX icon
358
Phillips 66
PSX
$86B
$310K 0.03%
+3,838
New +$327K
BLK icon
359
Blackrock
BLK
$175B
$308K 0.03%
559
-1,459
-72% -$955K
CMI icon
360
Cummins
CMI
$87.4B
$308K 0.03%
1,515
+9
+0.6% +$1.92K
CMG icon
361
Chipotle Mexican Grill
CMG
$40.7B
$305K 0.03%
10,150
-400
-4% -$12.4K
PAVE icon
362
Global X US Infrastructure Development ETF
PAVE
$14.3B
$305K 0.03%
13,229
-4,637
-26% -$116K
BAB icon
363
Invesco Taxable Municipal Bond ETF
BAB
$1B
$304K 0.03%
+11,863
New +$324K
IXUS icon
364
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$304K 0.03%
5,969
-535
-8% -$30.3K
TDG icon
365
TransDigm Group
TDG
$67.6B
$304K 0.03%
579
+6
+1% +$3.58K
CRWD icon
366
CrowdStrike
CRWD
$229B
$302K 0.03%
7,340
+16
+0.2% +$732
GSUS icon
367
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.3B
$301K 0.03%
6,178
+1,614
+35% +$87.6K
ORLY icon
368
O'Reilly Automotive
ORLY
$75.3B
$300K 0.03%
6,405
+795
+14% +$37.1K
WEC icon
369
WEC Energy
WEC
$34.6B
$300K 0.03%
3,358
+23
+0.7% +$2.35K
IWP icon
370
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$298K 0.03%
3,804
+2
+0.1% +$172
PH icon
371
Parker-Hannifin
PH
$134B
$296K 0.03%
+1,222
New +$331K
CSX icon
372
CSX Corp
CSX
$92.8B
$294K 0.03%
11,044
+33
+0.3% +$1.03K
PM icon
373
Philip Morris
PM
$290B
$289K 0.03%
3,485
-495
-12% -$47.2K
XHB icon
374
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$288K 0.03%
5,260
-2,650
-34% -$161K
PRU icon
375
Prudential Financial
PRU
$42.1B
$287K 0.03%
3,340
-1,317
-28% -$127K
13 14
15
16 17

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.