We are live on
!
Find out more
RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
(+8.5%)
Cap. Flow
+$11M
Cap. Flow
% of AUM
1.98%
Top 10 Holdings %
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$2.03M |
| 2 |
Pfizer
PFE
|
+$1.96M |
| 3 |
Innovator US Equity Power Buffer ETF January
PJAN
|
+$1.23M |
| 4 |
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
|
+$746K |
| 5 |
Amplify CEF High Income ETF
YYY
|
+$658K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cardinal Health
CAH
|
+$1.74M |
| 2 |
PARA
Paramount Global Class B
PARA
|
+$1.52M |
| 3 |
Innovator US Equity Buffer ETF October
BOCT
|
+$1.28M |
| 4 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$886K |
| 5 |
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
|
+$634K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 8.38% |
| 2 | Technology | 7.43% |
| 3 | Consumer Staples | 6.43% |
| 4 | Industrials | 4.63% |
| 5 | Utilities | 3.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
351
Cardinal Health
CAH
$55.4B
| – | – |
-36,787
| Closed | -$1.74M |
|
352
Copart
CPRT
$27.5B
| – | – |
-11,376
| Closed | -$228K |
|
|
PARA
353
DELISTED
Paramount Global Class B
PARA
| – | – |
-37,720
| Closed | -$1.52M |
|
|
354
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$530M
| – | – |
-11,894
| Closed | -$634K |
|
355
Shopify
SHOP
$195B
| – | – |
-7,600
| Closed | -$237K |
|
356
United Parcel Service
UPS
$88.9B
| – | – |
-3,215
| Closed | -$385K |
|
|
357
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
| – | – |
-32,683
| Closed | -$886K |
|
358
Ventas
VTR
$47.9B
| – | – |
-4,095
| Closed | -$299K |
|
|
AKS
359
DELISTED
AK Steel Holding Corp
AKS
| – | – |
-28,350
| Closed | -$64K |
|
|
FGP
360
DELISTED
Ferrellgas Partners, L.P.
FGP
| – | – |
-17,000
| Closed | -$18K |
|
|
SNDS
361
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
| – | – |
-34,495
| Closed | -$614K |
|
Similar funds
PAIM
CC
VCM
ESBC
SFI
DF
WJA
OMC
Regal Investment Advisors's Q4 2019 Portfolio in Review
As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.
By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.
- Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
- Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
- Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
- Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
- Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
- Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
- Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.
Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.