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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLV icon
351
Vanguard Long-Term Bond ETF
BLV
$5.75B
$92K 0.02%
1,033
+888
+612% +$78.9K
OMC icon
352
Omnicom Group
OMC
$23.4B
$92K 0.02%
1,400
– –
VGR
353
DELISTED
Vector Group Ltd.
VGR
$92K 0.02%
6,979
+288
+4% +$3.89K
IWB icon
354
iShares Russell 1000 ETF
IWB
$50.1B
$91K 0.02%
855
– –
IYT icon
355
iShares US Transportation ETF
IYT
$2.29B
$91K 0.02%
+2,624
New +$95.3K
PJP icon
356
Invesco Pharmaceuticals ETF
PJP
$479M
$91K 0.02%
1,385
+345
+33% +$26.8K
RMD icon
357
ResMed
RMD
$30.7B
$91K 0.02%
1,800
– –
VPU
358
Vanguard Utilities ETF
VPU
$8.36B
$90K 0.02%
972
-158
-14% -$14.7K
AZO icon
359
AutoZone
AZO
$51.1B
$89K 0.02%
124
+38
+44% +$26.9K
TYL icon
360
Tyler Technologies
TYL
$12.8B
$88K 0.02%
+596
New +$83.8K
RTN
361
DELISTED
Raytheon Company
RTN
$88K 0.02%
813
+50
+7% +$5.22K
ECL icon
362
Ecolab
ECL
$79.9B
$87K 0.02%
800
-1,106
-58% -$124K
IJJ icon
363
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$87K 0.02%
1,518
-1,868
-55% -$114K
GPN icon
364
Global Payments
GPN
$22.8B
$86K 0.02%
1,502
+608
+68% +$33.8K
MHI
365
DELISTED
Pioneer Municipal High Income Fund
MHI
$86K 0.02%
+6,828
New +$83.7K
YUM icon
366
Yum! Brands
YUM
$41.1B
$86K 0.02%
1,509
+1,044
+225% +$63.2K
C icon
367
Citigroup
C
$226B
$85K 0.02%
1,716
+110
+7% +$6.01K
CASY icon
368
Casey's General Stores
CASY
$30.9B
$85K 0.02%
+828
New +$85.9K
DAL icon
369
Delta Air Lines
DAL
$60.1B
$85K 0.02%
1,904
– –
NVDA icon
370
NVIDIA
NVDA
$5.42T
$85K 0.02%
138,960
+28,200
+25% +$15.3K
EMB icon
371
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$84K 0.02%
794
-3
-0.4% -$325
FTSL icon
372
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$84K 0.02%
1,750
– –
NEE icon
373
NextEra Energy
NEE
$177B
$84K 0.02%
3,472
-608
-15% -$15.5K
SDIV icon
374
Global X SuperDividend ETF
SDIV
$1.21B
$84K 0.02%
+1,433
New +$90.4K
FLG
375
Flagstar Bank National Association
FLG
$5.82B
$83K 0.02%
1,540
+864
+128% +$46.9K
13 14
15
16 17

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.