We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
351
CSX Corp
CSX
$93.1B
$48K 0.02%
5,010
-360
-7% -$3.34K
EWH icon
352
iShares MSCI Hong Kong ETF
EWH
$1.22B
$48K 0.02%
2,437
-157
-6% -$3.1K
YUM icon
353
Yum! Brands
YUM
$41.1B
$48K 0.02%
882
+465
+112% +$24.5K
BCE icon
354
BCE
BCE
$21.2B
$47K 0.02%
1,095
-36
-3% -$1.53K
BHP icon
355
BHP
BHP
$230B
$47K 0.02%
827
+2
+0.2% +$112
B
356
Barrick Mining
B
$73.2B
$47K 0.02%
2,642
+307
+13% +$5.94K
RWR icon
357
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$47K 0.02%
602
+162
+37% +$12.2K
ET icon
358
Energy Transfer Partners
ET
$69.3B
$46K 0.02%
1,960
-2,800
-59% -$60.5K
EVV
359
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$46K 0.02%
+3,020
New +$46.2K
VQT
360
DELISTED
iPath S&P VEQTOR ETN
VQT
$46K 0.02%
314
– –
FSD
361
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$45K 0.02%
+2,511
New +$44.2K
DINO icon
362
HF Sinclair
DINO
$14.5B
$43K 0.02%
907
-276
-23% -$13.1K
HELE icon
363
Helen of Troy
HELE
$693M
$43K 0.02%
628
-70
-10% -$4.26K
IWR icon
364
iShares Russell Mid-Cap ETF
IWR
$57.4B
$43K 0.02%
1,112
-120
-10% -$4.55K
PBT
365
Permian Basin Royalty Trust
PBT
$1.49B
$42K 0.02%
3,150
– –
TECK icon
366
Teck Resources
TECK
$32.6B
$42K 0.02%
1,928
+783
+68% +$18.2K
VAW icon
367
Vanguard Materials ETF
VAW
$3.13B
$42K 0.02%
394
-11
-3% -$1.13K
QCOR
368
DELISTED
QUESTCOR PHARMA INC
QCOR
$42K 0.02%
650
– –
BN icon
369
Brookfield
BN
$108B
$41K 0.02%
+4,318
New +$39.3K
COST icon
370
Costco
COST
$420B
$41K 0.02%
366
– –
HYT icon
371
BlackRock Corporate High Yield Fund
HYT
$1.37B
$41K 0.02%
3,363
+10
+0.3% +$122
LYB icon
372
LyondellBasell Industries
LYB
$19.2B
$41K 0.02%
458
+3
+0.7% +$252
OVV icon
373
Ovintiv
OVV
$16.4B
$41K 0.02%
385
-68
-15% -$6.44K
SIG icon
374
Signet Jewelers
SIG
$3.76B
$41K 0.02%
+387
New +$33.8K
TSM icon
375
TSMC
TSM
$2.18T
$41K 0.02%
2,053
-66
-3% -$1.18K
13 14
15
16 17

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.