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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFC icon
326
Bank First Corp
BFC
$1.7B
$490K 0.04%
4,950
– –
CNA icon
327
CNA Financial
CNA
$14.1B
$490K 0.04%
10,140
+3,339
+49% +$163K
BTI icon
328
British American Tobacco
BTI
$128B
$490K 0.04%
13,485
-2,244
-14% -$81.1K
NKE icon
329
Nike
NKE
$61.9B
$489K 0.04%
6,468
-324
-5% -$25.5K
SHW icon
330
Sherwin-Williams
SHW
$89.8B
$486K 0.04%
1,430
-485
-25% -$181K
AJG icon
331
Arthur J. Gallagher & Co
AJG
$63.6B
$483K 0.04%
1,703
+67
+4% +$19.5K
EXC icon
332
Exelon
EXC
$47B
$479K 0.04%
12,730
-3,655
-22% -$142K
GSST icon
333
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$476K 0.04%
9,479
+1,073
+13% +$54K
CASY icon
334
Casey's General Stores
CASY
$30.9B
$468K 0.04%
1,182
+48
+4% +$19.3K
HYGV icon
335
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$467K 0.04%
11,486
+1,096
+11% +$45.1K
ANET icon
336
Arista Networks
ANET
$238B
$466K 0.04%
4,212
+1,600
+61% +$165K
JBND icon
337
JPMorgan Active Bond ETF
JBND
$8.57B
$464K 0.03%
+8,888
New +$472K
RTX icon
338
RTX Corp
RTX
$301B
$462K 0.03%
3,995
-2,418
-38% -$292K
MMM icon
339
3M
MMM
$94.3B
$457K 0.03%
3,537
-502
-12% -$65.8K
ESGE icon
340
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$454K 0.03%
13,610
+440
+3% +$15.5K
PDBC icon
341
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.42B
$454K 0.03%
34,984
-8,065
-19% -$109K
RPRX icon
342
Royalty Pharma
RPRX
$25.3B
$452K 0.03%
17,715
-11,138
-39% -$295K
FDX icon
343
FedEx
FDX
$75.4B
$451K 0.03%
1,604
+38
+2% +$10.6K
FDL icon
344
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$450K 0.03%
11,173
-1,453
-12% -$61K
RPV icon
345
Invesco S&P 500 Pure Value ETF
RPV
$1.71B
$446K 0.03%
4,948
-1,040
-17% -$95.3K
FBND icon
346
Fidelity Total Bond ETF
FBND
$27.3B
$434K 0.03%
9,683
+958
+11% +$43.8K
BX icon
347
Blackstone
BX
$110B
$428K 0.03%
2,481
+33
+1% +$5.75K
NUE icon
348
Nucor
NUE
$62.1B
$428K 0.03%
3,664
-3,476
-49% -$500K
KLAC icon
349
KLA
KLAC
$259B
$425K 0.03%
6,750
-1,110
-14% -$75K
SPYV icon
350
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$425K 0.03%
8,304
-15,960
-66% -$849K
12 13
14
15 16

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.