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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXL icon
326
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$486K 0.04%
3,797
– –
SLQD icon
327
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$486K 0.04%
9,875
-710
-7% -$34.3K
CPRT icon
328
Copart
CPRT
$27.5B
$485K 0.04%
9,902
-451
-4% -$21.3K
SPYD icon
329
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.71B
$484K 0.04%
+12,347
New +$443K
FTXN icon
330
First Trust Nasdaq Oil & Gas ETF
FTXN
$154M
$483K 0.04%
17,084
-1,364
-7% -$39.3K
WWD icon
331
Woodward
WWD
$21.4B
$478K 0.04%
3,512
+1
+0% +$131
FEX icon
332
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$477K 0.04%
5,290
+2
+0% +$167
BIL icon
333
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$477K 0.04%
5,218
-990
-16% -$90.7K
ENB icon
334
Enbridge
ENB
$112B
$476K 0.04%
13,223
+2,650
+25% +$89.4K
FHLC icon
335
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$475K 0.04%
7,343
+12
+0.2% +$733
FIVN icon
336
FIVE9
FIVN
$2.54B
$474K 0.04%
+6,021
New +$419K
SCHM icon
337
Schwab US Mid-Cap ETF
SCHM
$15.1B
$467K 0.04%
18,612
+3,819
+26% +$87.5K
CNXC icon
338
Concentrix
CNXC
$1.57B
$466K 0.04%
4,742
+17
+0.4% +$1.48K
MET icon
339
MetLife
MET
$62.1B
$464K 0.04%
+7,010
New +$439K
SPDW icon
340
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
$463K 0.04%
13,608
+104
+0.8% +$3.3K
FDL icon
341
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$459K 0.03%
12,801
-2,300
-15% -$77.9K
VUSB icon
342
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$459K 0.03%
9,275
-589
-6% -$29K
STPZ icon
343
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$458K 0.03%
8,963
+866
+11% +$43.7K
VBK icon
344
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$456K 0.03%
1,887
+22
+1% +$4.78K
IEI icon
345
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$452K 0.03%
3,862
-43,751
-92% -$4.99M
HYGV icon
346
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$451K 0.03%
11,026
+490
+5% +$19.4K
DMXF icon
347
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$449K 0.03%
7,022
-138
-2% -$8.16K
KLAC icon
348
KLA
KLAC
$259B
$448K 0.03%
7,710
+530
+7% +$27.6K
GE icon
349
GE Aerospace
GE
$384B
$442K 0.03%
4,340
+561
+15% +$52K
GSST icon
350
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$441K 0.03%
8,827
-53
-0.6% -$2.65K
12 13
14
15 16

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.