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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WYNN icon
326
Wynn Resorts
WYNN
$10.6B
$391K 0.04%
4,738
-5,378
-53% -$394K
HIO
327
Western Asset High Income Opportunity Fund
HIO
$340M
$391K 0.04%
98,874
+3,050
+3% +$11.7K
EW icon
328
Edwards Lifesciences
EW
$51.7B
$389K 0.04%
5,218
-36
-0.7% -$2.77K
JPST icon
329
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$388K 0.04%
+7,739
New +$388K
ESGE icon
330
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$386K 0.04%
12,839
-19,480
-60% -$571K
EMGF icon
331
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
$386K 0.04%
9,406
-688
-7% -$27.9K
HYGV icon
332
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$384K 0.04%
9,639
-272
-3% -$10.9K
LRCX icon
333
Lam Research
LRCX
$390B
$382K 0.04%
9,090
-70
-0.8% -$2.93K
SPGI icon
334
S&P Global
SPGI
$120B
$376K 0.04%
1,122
-18
-2% -$5.93K
VBK icon
335
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$373K 0.04%
1,862
+163
+10% +$33.3K
DMO
336
Western Asset Mortgage Opportunity Fund
DMO
$120M
$372K 0.04%
34,568
-912
-3% -$9.91K
CRM icon
337
Salesforce
CRM
$158B
$370K 0.04%
2,793
+147
+6% +$21.4K
FXU icon
338
First Trust Utilities AlphaDEX Fund
FXU
$825M
$368K 0.04%
11,067
+312
+3% +$10.1K
PGR icon
339
Progressive
PGR
$125B
$366K 0.04%
2,824
-22
-0.8% -$2.79K
PNC icon
340
PNC Financial Services
PNC
$101B
$364K 0.04%
2,302
-511
-18% -$80.4K
HON icon
341
Honeywell
HON
$78B
$362K 0.04%
1,794
– –
TDG icon
342
TransDigm Group
TDG
$67.7B
$361K 0.04%
574
-5
-0.9% -$2.95K
BSCN
343
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$360K 0.03%
+17,177
New +$359K
IBTD
344
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$360K 0.03%
+14,589
New +$361K
VGT icon
345
Vanguard Information Technology ETF
VGT
$149B
$359K 0.03%
9,000
-896
-9% -$36.6K
BIDU icon
346
Baidu
BIDU
$37.2B
$354K 0.03%
3,091
-956
-24% -$97.6K
PM icon
347
Philip Morris
PM
$295B
$352K 0.03%
3,480
-5
-0.1% -$472
DDOG icon
348
Datadog
DDOG
$84B
$351K 0.03%
4,772
-382
-7% -$29.8K
ENPH icon
349
Enphase Energy
ENPH
$5.53B
$348K 0.03%
1,315
-13
-1% -$3.78K
PH icon
350
Parker-Hannifin
PH
$135B
$348K 0.03%
1,195
-27
-2% -$7.73K
12 13
14
15 16

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.